1st Quarter - Report

K&L GATES, LLP for CHARLES SCHWAB & CO., INC.

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Regulatory issues regarding fiduciary duties with respect to investment and retirement security.

LobbyistCovered position, as disclosed
COLLINS CLARK —
DANIEL F. C. CROWLEY —
BRUCE HEIMAN —
WILLIAM KIRK —
KARISHMA SHAH PAGE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Financial Institutions/Investments/Securities FIN

Implementation of P.L. 111-203, Dodd-Frank Wall Street Reform and Consumer Protection Act with respect to investment management and brokerage issues (no specific bill at this time).

LobbyistCovered position, as disclosed
COLLINS CLARK —
DANIEL F. C. CROWLEY —
ANDRES GIL —
BRUCE HEIMAN —
WILLIAM KIRK —
KARISHMA SHAH PAGE —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.