3rd Quarter - Report

AMERICAN SECURITIES ASSOCIATION for AMERICAN SECURITIES ASSOCIATION

Firm
Client
Income
—
Expenses
$70,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act - Issues related to cryptocurrency market structure - H.R. 3633, Digital Asset Market Clarity Act of 2025, and related Senate legislation

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 3633 (119th), S. 658 (119th), H.R. 1483 (119th)

Law Enforcement/Crime/Criminal Justice LAW

- Issues relating to the Consolidated Audit Trail (CAT)

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Securities & Exchange Commission (SEC); Justice, Dept of (DOJ); Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Taxation/Internal Revenue Code TAX

- General tax reform - Issues related the the municipal bond tax exemption - Issues related to Section 199A deductions - Issues related to financial transaction tax - H.R 1, One Big Beautiful Bill Act - Issues relating to the expansion of 529 plans - H.R.2089 and S.1839, Generating Retirement Ownership Through Long-Term Holding Act of 2025 (GROWTH Act) - Issues relating to Trump accounts (EO 14403)

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Treasury, Dept of; Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 1 (119th), S. 1839 (119th), H.R. 2089 (119th)

Financial Institutions/Investments/Securities FIN

- Issues related to capital formation - Issues related to SEC and SRO reform, SRO constitutionality concerns - H.R. 3395, Middle Market IPO Cost Act - Issues related to investor fraud and foreign state-sponsored scams targeting US citizens - S.1053/H.R. 2246, the Foreign Investment Guardrails to Help Thwart China Act - Issues related to inbound and outbound investments to/from China - S.1877, H.R.2441, Improving Disclosure for Investors Act of 2025 - H.R. 3959, legislation codifying SEC Rule 15c2-11 - Issues relating to proxy advisors - Issues related to shareholder proposals - Issues related to SEC recordkeeping rules - Issues related to registered investment advisor regulations - Issues related to Sarbanes Oxley - Issues related to arbitration - H.R. 5748 and issues relating to Executive Order 14330, expansion opportunities for retirement plans - H.R. 3383, Incentivizing New Ventures and Economic Strength Through Capital Formation Act of 2025, and related Senate legislation - S.3935, Municipal Securities Rulemaking Board Reform Act of 2026 and related House legislation - Issues relating to the funding model and privacy concerns of the Consolidated Audit Trail (CAT) - H.R.8338, SAFER Act of 2026 - H.R.8800, National Defense Authorization Act for Fiscal Year 2027 - H.R.8286, Protecting Americans' Retirement Savings From Politics Act - Issues relating to artificial intelligence in financial services - Issues relating to the RIA exam process - H.R.9574, The Informed Investor Access Act - Issues related to the accredited investor definition - S. 5642, The Protecting US Investors From Chinese Military Companies - S. 5643, The Know Your Sanctioned Securities Act - Issues relating to political contribution rules applicable to broker-dealers and municipal securities dealers, including the SECs proposal to rescind Rule 206 (4)-5 under the Investment Advisers Act

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 8800 (119th), S. 5642 (119th), H.R. 3395 (119th), S. 1053 (119th), H.R. 2441 (119th), S. 5643 (119th), S. 3935 (119th), H.R. 5748 (119th), H.R. 2246 (119th), H.R. 3383 (119th), S. 1877 (119th), H.R. 3959 (119th), H.R. 8286 (119th), H.R. 8338 (119th), H.R. 9574 (119th)

Budget/Appropriations BUD

- Financial Services and General Government appropriations - HR 5166, Financial Services and General Government Appropriations Act, 2026 - Fiscal Year 2027 financial services and general government funding bills (House and Senate) - Issues relating to the funding model and privacy concerns of the Consolidated Audit Trail (CAT) - HR 6500, The Continuing Appropriations and Extensions Act, 2027

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 6500 (119th), H.R. 5166 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.