3rd Quarter - Report

MINDSET ADVOCACY, LLC for NOMURA HOLDING AMERICA, INC.

Firm
Client
Income
$20,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Commodities (big ticket) CDT

Dodd-Frank Act implementation and CEA Reauthorization

LobbyistCovered position, as disclosed
BRANT IMPERATORE —
WILLIAM CAMPBELL KING MUELLER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Taxation/Internal Revenue Code TAX

HR 1 budget reconciliation bill

LobbyistCovered position, as disclosed
BRANT IMPERATORE —
WILLIAM CAMPBELL KING MUELLER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 1 (119th)

Financial Institutions/Investments/Securities FIN

Legislation and regulation related to capital markets issues

LobbyistCovered position, as disclosed
BRANT IMPERATORE —
WILLIAM CAMPBELL KING MUELLER —

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.