| Year | Firm | Client | Amount | Doc |
|---|---|---|---|---|
| 2007 Year-End Report |
THE SPECTRUM GROUP | NINESIGMA | $20,000 | |
| 2007 Registration |
THE SPECTRUM GROUP | NINESIGMA | — | |
| 2007 Year-End Report |
THE SPECTRUM GROUP | EADS | $60,000 | |
| 2007 Mid-Year Termination |
THE SPECTRUM GROUP | BROOKS GROUP | — | |
| 2007 Mid-Year Report |
THE SPECTRUM GROUP | EADS | $100,000 |