FINANCIAL INDUSTRY REGULATORY AUTHORITY

DC

Regulation of Security Brokers and Dealers

Filings
30
Firms Hired
1
Total Expenses
—
Years Active
2009–2015

Filings

All 2015201420132012201120102009
YearFirmPeriodExpensesDoc
2015 NAPPI & HOPPE, LLC 1st Quarter (Jan 1 - Mar 31)
1st Quarter - Termination (No Activity) 		—
2015 NAPPI & HOPPE, LLC 1st Quarter (Jan 1 - Mar 31)
1st Quarter - Report (No Activity) 		—
Firms Hired
FirmFilingsExpenses
NAPPI & HOPPE, LLC 30 —
Issue Areas
IssueActivities
Financial Institutions/Investments/Securities 28

Bills Mentioned in Filings

HR 4173 H.R. 4624 HR 3817 S. 3217 S.3217 H.R. 3817