Due Diligence and Risk Analysis for Financial Services Market
Active 2009–2009. The register lists this client once for every firm that files on its behalf; all 2 of its records are shown together here.
| Year | Firm | Period | Amount | Doc |
|---|---|---|---|---|
| 2009 | O'NEILL AND ASSOCIATES |
4th Quarter (Oct 1 - Dec 31) 4th Quarter - Termination |
— | |
| 2009 | O'NEILL AND ASSOCIATES |
3rd Quarter (July 1 - Sep 30) 3rd Quarter - Report |
$5,000 | |
| 2009 | O'NEILL AND ASSOCIATES |
2nd Quarter (Apr 1 - June 30) AMENDED |
$30,000 | |
| 2009 | HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Termination |
$10,000 | |
| 2009 | O'NEILL AND ASSOCIATES |
1st Quarter (Jan 1 - Mar 31) AMENDED |
$20,000 | |
| 2009 | O'NEILL AND ASSOCIATES |
1st Quarter (Jan 1 - Mar 31) 1st Quarter - Report |
$20,000 | |
| 2009 | O'NEILL AND ASSOCIATES |
1st Quarter (Jan 1 - Mar 31) Registration |
— | |
| 2009 | HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US LLP) |
1st Quarter (Jan 1 - Mar 31) Registration |
— |
| Firm | Filings | Amount |
|---|---|---|
| O'NEILL AND ASSOCIATES | 6 | $55,000 |
| HOGAN LOVELLS CADWALADER US LLP (FKA HOGAN LOVELLS US… | 2 | $10,000 |
| Issue | Activities |
|---|---|
| Financial Institutions/Investments/Securities | 8 |