HSBA16 · House Subcommittee

Capital Markets Subcommittee

Under Financial Services Committee financialservices.house.gov

House Subcommittee on Capital Markets

Showing the 115th Congress (2017–2018). Back to the 119th Congress

6 bills referred in the 115th Congress

308 across the 8 Congresses on file, most in the 112th at 102. A referral is not a hearing: most bills sent to a committee are never taken up.

Bills referred, by Congress 107th to 115th

Members

Served in the 115th Congress

Meetings

Hearings and business meetings in the 115th Congress

Members, 115th Congress 28

Everyone listed on the subcommittee in the 115th Congress, from printed hearings, the Congressional Directory and the official rosters.

Seat	Member	Role
R-MI	Bill Huizenga	Chair
D-NY	Carolyn B. Maloney	Ranking Member
R-IL	Randy Hultgren	Vice Chair
R-WV	Alexander X. Mooney
R-MO	Ann Wagner
D-IL	Bill Foster
D-CA	Brad Sherman
R-ME	Bruce Poliquin
D-GA	David Scott
D-NY	Gregory W. Meeks
R-AR	J. French Hill
D-CT	James A. Himes
D-NJ	Josh Gottheimer
D-CA	Juan Vargas
D-MN	Keith Ellison
D-AZ	Kyrsten Sinema
R-IN	Luke Messer
R-NC	Patrick T. McHenry
R-NY	Peter T. King
R-WI	Sean P. Duffy
D-MA	Stephen F. Lynch
R-OH	Steve Stivers
R-NC	Ted Budd
R-NJ	Thomas MacArthur
R-MN	Tom Emmer
R-IN	Trey Hollingsworth
D-TX	Vicente Gonzalez
R-OH	Warren Davidson

Record

Bills, meetings, hearings, reports and more, newest first. In the 115th Congress.

Newest activity first. In the 115th Congress.

Bill	Title	Referral	Date
HR 5323	Derivatives Fairness Act	Hearings By	Feb 14, 2018
HR 4659	To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives.	Hearings By	Feb 14, 2018
HR 2319	Consumer Financial Choice and Capital Markets Protection Act of 2018	Hearings By	Nov 3, 2017
HR 4279	Expanding Investment Opportunities Act	Hearings By	Nov 3, 2017
HR 4267	Small Business Credit Availability Act	Hearings By	Nov 3, 2017
HR 3857	PASS Act of 2017	Hearings By	Jul 13, 2017

Hearings, markups and business meetings, newest first. In the 115th Congress.

Kind	Subject	Status	Date
Hearing	“Implementation and Cybersecurity Protocols of the Consolidated Audit Trail”Rayburn House Office Building 21284 documents 4 witnesses Mr. Mike Beller, Chief Executive Officer, Thesys Technologies, LLC Mr. Chris Concannon, President and Chief Operation Officer, Chicago Board of Options Exchange Mr. Tyler Gellasch, Executive Director, Healthy Markets Association Ms. Lisa Dolly, Chief Executive Officer, Pershing, on behalf of the Securities Industry and Financial Markets Association	Scheduled	Nov 30, 2017

Hearing	“Legislative Proposals to Improve Small Businesses’ and Communities’ Access to Capital”Rayburn House Office Building 212810 documents 5 witnesses Mr. Patrick McCoy, Director of Finance, Metropolitan Transportation Authority of New York Mr. Mercer Bullard, Butler Snow Lecturer and Professor of Law, University of Mississippi School of Law Mr. Michael Gerber, Executive Vice President, Corporate Affairs, FS Investments Mr. Paul Schott Stevens, President and Chief Executive Officer, Investment Company Institute Mr. Thomas Quaadman, Executive Vice President, Center for Capital Market Competitiveness, U.S. Chamber of Commerce	Scheduled	Nov 3, 2017

Hearing	“Oversight of the Financial Industry Regulatory Authority”Rayburn House Office Building 21282 documents 1 witness Mr. Robert Cook, President and Chief Executive Officer, Financial Industry Regulatory Authority	Scheduled	Sep 7, 2017

Hearing	“The Cost of Being a Public Company in Light of Sarbanes-Oxley and the Federalization of Corporate Governance”Rayburn House Office Building 212810 documents 5 witnesses Mr. Thomas Farley, President, NYSE Group Mr. Thomas Quaadman, Executive Vice President, Center for Capital Market Competitiveness, U.S. Chamber of Commerce Professor J. Robert Brown, Lawrence W. Treece Professor of Corporate Governance, Director, Corporate and Commercial Law Program, University of Denver Sturm College of Law Mr. John Berlau, Senior Fellow, Competitive Enterprise Institute Mr. John Blake, Senior Vice President of Finance, aTyr Pharma, Inc.	Scheduled	Jul 18, 2017

Hearing	“A Review of Fixed Income Market Structure”Rayburn House Office Building 212810 documents 5 witnesses Mr. Jonah Crane, Former Deputy Assistant Secretary, Financial Stability Oversight Council, U.S. Department of the Treasury Mr. Randy Snook, Executive Vice President, Securities Industry and Financial Markets Association Mr. John Shay, Global Head of Fixed Income and Commodities, Nasdaq Mr. Matthew Andresen, Founder and Chief Executive Officer, Headlands Technologies LLC Mr. Alex Sedgwick, Vice President, Head of Fixed Income Market Structure and Electronic Trading, T. Rowe Price	Scheduled	Jul 14, 2017

Hearing	“Impact of the DOL Fiduciary Rule on the Capital Markets”Rayburn House Office Building 212810 documents 5 witnesses Mr. David Knoch, President, 1st Global Mr. Mark Halloran, Senior Director, Head of Industry and Regulatory Strategy, Transamerica Mr. Jerome Lombard, President, Private Client Group, Janney Montgomery Scott LLC Ms. Cristina Martin Firvida, Director, Financial Security and Consumer Affairs, AARP Dr. Douglas Holtz-Eakin, President, American Action Forum	Scheduled	Jul 13, 2017

Hearing	“U.S. Equity Market Structure Part I: A Review of the Evolution of Today’s Equity Market Structure and How We Got Here”Rayburn House Office Building 212818 documents 9 witnesses Mr. Ari Rubenstein, Chief Executive Officer, Global Trading Systems Mr. Jeff Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab Mr. Thomas Farley, President, New York Stock Exchange Mr. Brad Katsuyama, Chief Executive Officer, The Investors Exchange Mr. Chris Concannon, President and Chief Operating Officer, Chicago Board of Options Exchange Mr. John Comerford, Head of Global Trading Research, Instinet Mr. Tom Wittman, Executive Vice President and Global Head of Equities, NASDAQ Mr. Joseph Saluzzi, Partner, Themis Trading LLC Mr. Matt Lyons, Senior Vice President and Global Trading Manager, The Capital Group	Scheduled	Jun 27, 2017

Hearing	“Examining the Impact of the Volcker Rule on the Markets, Businesses, Investors, and Job Creators”Rayburn House Office Building 212810 documents 5 witnesses Mr. David Blass, General Counsel, Investment Company Institute Mr. Thomas Quaadman, Vice President, U.S. Chamber of Commerce Mr. Marc Jarsulic, Vice President, Economic Policy, Center for American Progress Professor Charles Whitehead, Myron C. Taylor Alumni Professor of Business Law, Director, Law, Technology and Entrepreneurship Program, Cornell University Mr. Ronald Kruszewski, Chairman and Chief Executive Officer, Stifel Financial Corp.	Scheduled	Mar 29, 2017

By Congress

The committee's record in each Congress on file. Choose one to see the page as it stood then: its members, subcommittees and record. A dash means the official source has nothing that early, not that the committee did nothing.

Congress	Members	Bills referred	Reported	Became law	Meetings
119th2025–2026, sitting	25	0	0	0	9
118th2023–2024	23	0	0	0	15
117th2021–2022	24	0	0	0	11
116th2019–2020	26	0	0	0	11
115th2017–2018	28	6	0	0	17
114th2015–2016	30	34	0	1	10
113th2013–2014	35	30	0	0	9
112th2011–2012	35	102	34	3	0
111th2009–2010	50	0	0	0	—
110th2007–2008	56	20	4	1	—
109th2005–2006	52	23	1	0	—
108th2003–2004	50	38	4	2	—
107th2001–2002	47	55	1	2	—

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Everything here is as published by Congress. Seats run from the 107th Congress, dated by the resolutions that made them and the Congressional Record; referrals and nominations from the 107th; meetings from the 112th. A committee older than that shows less than it has done. A subcommittee's referrals are recorded against it separately from its parent's, so the two lists do not add up. Records come from Congress.gov, GovInfo and the House and Senate.