Tennessee · Senate Bill 238 · 113th General Assembly

AN ACT to amend Tennessee Code Annotated, Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1, relative to the regulation of financial…

  1. Introduced Jan 19, 2023
  2. In committee Jan 21, 2023
  3. Passed the Senate Mar 6, 2023
  4. Passed the House Mar 13, 2023
  5. To the governor Mar 24, 2023
  6. Became law Apr 4, 2023

What it does

The legislature's own summary of the bill, or its official long title.

Commerce and Insurance, Dept. of - As enacted, permits the commissioner to require submission of a set of fingerprints by an investment adviser representative applicant; updates when registration as an issuer-dealer becomes effective after submission of an application; and makes other various changes regarding the regulation of financial services. - Amends TCA Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1.

Read the full official title (27 words)

AN ACT to amend Tennessee Code Annotated, Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1, relative to the regulation of financial services.

Every action

26 steps, oldest first, as the legislature records them.

Show the 18 earlier steps
  1. SenateFiled for introduction
  2. SenateIntroduced, Passed on First Consideration
  3. CommitteePassed on Second Consideration, refer to Senate Commerce and Labor Committee · Senate Commerce and Labor Committee
  4. CommitteePlaced on Senate Commerce and Labor Committee calendar for 2/14/2023 · Senate Commerce and Labor Committee
  5. CommitteeRecommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0 · Senate Finance, Ways and Means Committee
  6. CommitteePlaced on Senate Finance, Ways, and Means Committee calendar for 2/28/2023 · Senate Finance, Ways and Means Committee
  7. CommitteeRecommended for passage, refer to Senate Calendar Committee · Senate Calendar Committee
  8. SenatePlaced on Senate Regular Calendar for 3/6/2023
  9. SenateSenate adopted Amendment (Amendment 1 - SA0033)
  10. SenatePassed Senate as amended, Ayes 30, Nays 0
  11. SenateEngrossed; ready for transmission to House
  12. SenateSponsor(s) Added.
  13. HouseRcvd. from S., held on H. desk.
  14. HouseSubst. for comp. HB.
  15. HouseAm. withdrawn. (Amendment 1 - HA0018)
  16. HouseH. adopted am. (Amendment 2 - HA0088)
  17. HousePassed H., as am., Ayes 94, Nays 0, PNV 0
  18. SenatePlaced on Senate Message Calendar for 3/20/2023
  1. SenateConcurred, Ayes 32, Nays 0 (Amendment 2 - HA0088)
  2. SenateEnrolled and ready for signatures
  3. SenateSigned by Senate Speaker
  4. HouseSigned by H. Speaker
  5. SenateTransmitted to Governor for action.
  6. SenateSigned by Governor.
  7. Secretary of StatePub. Ch. 112
  8. GovernorEffective date(s) 04/04/2023; 01/01/2024

Roll calls

5 recorded votes: 3 on the floor, 2 in committee. Each shows how every member voted.

as Amended Third Consideration · Full Senate

Passed 30–0
Mar 6, 2023 · journal entry
Yes 30 No 0
Democrats: 5 yes, 0 no Republicans: 25 yes, 0 no
How each member voted

Yes · 30

REGULAR CALENDAR AS AMENDED PASSAGE ON THIRD CONSIDERATION · Full House

Passed 94–0
Mar 13, 2023 · journal entry
Yes 94 No 0
Party not listed: 1 yes, 0 no Democrats: 20 yes, 0 no Republicans: 73 yes, 0 no
How each member voted

Yes · 94

Motion to Concur · Full Senate

Passed 32–0
Mar 20, 2023 · journal entry
Yes 32 No 0
Democrats: 6 yes, 0 no Republicans: 26 yes, 0 no
How each member voted

Yes · 32

Committee and other votes

DateWhereQuestionResult
Feb 14, 2023 Senate Commerce and Labor Committee Commerce and Labor Committee: Recommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0
Members

Yes · 6

Passed 6–0
Feb 28, 2023 Senate Finance, Ways and Means Committee Finance, Ways and Means Committee: Recommended for passage, refer to Senate Calendar Committee
Members

Yes · 11

Passed 11–0

Sponsors

The member who introduced it, joined by 1 cosponsor: 1 Republican.

All 1 cosponsor

From Tennessee's official records (wapp.capitol.tn.gov), checked Nov 3, 2026. Text links go to the official versions; LegiList does not copy bill text.