Private Consulting Firm
| Year | Client | Period | Income | Expenses | Doc |
|---|---|---|---|---|---|
| 2007 | INVESTMENT COMPANY INSTITUTE |
Year-End (July 1 - Dec 31) Year-End Report |
$40,000 | — | |
| 2007 | MORGAN STANLEY |
Year-End (July 1 - Dec 31) Year-End Report |
$40,000 | — | |
| 2007 | DISCOVER FINANCIAL |
Year-End (July 1 - Dec 31) Year-End Report |
$20,000 | — | |
| 2007 | MERRILL LYNCH |
Year-End (July 1 - Dec 31) Year-End Report |
$40,000 | — | |
| 2007 | GOLDMAN SACHS |
Year-End (July 1 - Dec 31) Year-End Report |
$140,000 | — | |
| 2007 | FANNIE MAE |
Year-End (July 1 - Dec 31) Year-End Termination |
$60,000 | — | |
| 2007 | DISCOVER FINANCIAL |
Year-End (July 1 - Dec 31) Year-End Report |
$20,000 | — | |
| 2007 | AMERICAN EXPRESS |
Year-End (July 1 - Dec 31) Year-End Report |
$40,000 | — | |
| 2007 | DISCOVER FINANCIAL |
Year-End (July 1 - Dec 31) Registration |
— | — | |
| 2007 | MERRILL LYNCH |
Mid-Year (Jan 1 - Jun 30) Mid-Year Report |
$40,000 | — |
| Client | Filings | Total Income |
|---|---|---|
| DISCOVER FINANCIAL | 29 | $605,000 |
| PRUDENTIAL FINANCIAL, INC. | 18 | $240,000 |
| GOLDMAN SACHS | 14 | $725,000 |
| INVESTMENT COMPANY INSTITUTE | 8 | $200,000 |
| ERIS GROUP | 6 | $170,000 |
| MORGAN STANLEY | 6 | $140,000 |
| MERRILL LYNCH | 6 | $140,000 |
| AMERICAN EXPRESS | 6 | $135,000 |
| FANNIE MAE | 2 | $120,000 |
| Name | Disclosed Prior Position |
|---|---|
| SAMUEL J BAPTISTA | N/A |