4th Quarter - Report

ICAP SERVICES NORTH AMERICA LLC (FORMERLY ICAP NORTH AMERICA, INC.) for ICAP SERVICES NORTH AMERICA LLC (FORMERLY ICAP NORTH AMERICA INC )

Firm
Client
Income
—
Expenses
$200,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Title VII of Dodd Frank and development of regulations, including rules for swap data repository, clearing agency swap execution facilities and security-based swap execution facilities. H.R. 2586 the Swap Execution Facility Clarification Act.

Foreign entity interest: TriOptima AB provides post trade infrastructure for the OTC derivatives market. Reset Pte. Ltd. engages in risk mitigation in the interest rate derivatives market. ReMatch Ltd. provides CDS market risk, portfolio rebalancing services.

LobbyistCovered position, as disclosed
PATRICK MCCARTY —

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Federal Reserve System; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2586 (112th)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
RESET PTE LTD. Singapore Singapore — —
TRIOPTIMA AB Sweden Sweden — —
REMATCH LIMITED United Kingdom United Kingdom — —

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.