PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Health Issues HCR

No Bill# - DC Healthcare Exchange Fees

Contacted: State, Dept of (DOS); SENATE; HOUSE OF REPRESENTATIVES; Housing & Urban Development, Dept of (HUD); Commerce, Dept of (DOC); Securities & Exchange Commission (SEC); Federal Reserve System; Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); Office of Management & Budget (OMB); Treasury, Dept of; Federal Housing Finance Agency (FHFA)

Consumer Issues/Safety/Products CSP

S.536 - Cybersecurity Disclosure Act

Contacted: Labor, Dept of (DOL); U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); State, Dept of (DOS); Treasury, Dept of; Commerce, Dept of (DOC); Federal Reserve System; Federal Housing Finance Agency (FHFA); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Housing & Urban Development, Dept of (HUD); Office of Management & Budget (OMB)

Bills named: S. 536 (115th)

Immigration IMM

N/A - Issues relating to business visas

Contacted: Federal Housing Finance Agency (FHFA); Treasury, Dept of; Office of Management & Budget (OMB); Commerce, Dept of (DOC); SENATE; U.S. Trade Representative (USTR); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Federal Reserve System; Commodity Futures Trading Commission (CFTC); State, Dept of (DOS); Securities & Exchange Commission (SEC)

Trade (domestic/foreign) TRD

N/A - Issues relating to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues relating to an insurance-covered agreement with European Union

Contacted: Housing & Urban Development, Dept of (HUD); U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); State, Dept of (DOS); Labor, Dept of (DOL); Commerce, Dept of (DOC); HOUSE OF REPRESENTATIVES; Federal Reserve System; Office of Management & Budget (OMB); SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Federal Housing Finance Agency (FHFA)

Financial Institutions/Investments/Securities FIN

No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight, including the CFPB's rulemaking on the Home Mortgage Disclosure Act. No Bill # - Insurance Capital Standards No Bill # - IAIS development of international supervisory and capital standards for global systemically important insurers and internationally active insurers. N/A - Presidential Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) N/A - Issues related to housing finance reform for government sponsored entities and the Federal Housing Administration

Contacted: State, Dept of (DOS); Federal Reserve System; Housing & Urban Development, Dept of (HUD); Commodity Futures Trading Commission (CFTC); Commerce, Dept of (DOC); Federal Housing Finance Agency (FHFA); U.S. Trade Representative (USTR); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB)

Taxation/Internal Revenue Code TAX

No Bill# - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F No Bill # - Issues relating to International Tax Reform No Bill # - Issues relating to the use of captive insurance companies

Contacted: Commodity Futures Trading Commission (CFTC); Commerce, Dept of (DOC); SENATE; Labor, Dept of (DOL); Federal Housing Finance Agency (FHFA); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); U.S. Trade Representative (USTR); Federal Reserve System; Treasury, Dept of; State, Dept of (DOS); Office of Management & Budget (OMB)

Bills named: H.R. 1393 (115th), S. 540 (115th)

Retirement RET

S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs No Bill # - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act

Contacted: Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); SENATE; Federal Housing Finance Agency (FHFA); Labor, Dept of (DOL); Commerce, Dept of (DOC); State, Dept of (DOS); U.S. Trade Representative (USTR); Housing & Urban Development, Dept of (HUD); HOUSE OF REPRESENTATIVES; Federal Reserve System

Bills named: H.R. 355 (115th), H.R. 78 (115th), H.R. 854 (115th), S. 223 (115th)