4th Quarter - Report

CME GROUP, INC. for CME GROUP INC

Firm
Client
Income
—
Expenses
$360,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title II: Issues related orderly liquidation authority b. Title VIII Payment Clearing and Settlement Supervision: Issues related to the regulation of systemically important financial market utilities 2. Issues relating to Basel III leverage ratio 3. Issues related to clearinghouse resolution and recovery 4. Financial CHOICE Act (HR 10) a. All provisions 5. Restoring Financial Market Freedom Act of 2017 (HR 4247) a. All provisions 6. To require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives (HR 4659) a. All provisions 7. Issues related to EU CCP equivalence legislation

LobbyistCovered position, as disclosed
ANNE MARA KLEIN GRAY —
GAVIN PARKE —
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4247 (115th), H.R. 10 (115th), H.R. 4659 (115th)

Agriculture AGR

1. Wall Street Reform and Consumer Protection Act (Dodd-Frank, PL 111-203) a. Title VII Wall Street Transparency and Accountability: Issues related to regulation of clearinghouses, swap data repositories, swap execution facilities, and designated contract markets 2. Commodity End User Relief Act (HR 238, 115th Congress) a. Issues related to the reauthorization of the CFTC 3. Issues related to cattle market volatility

LobbyistCovered position, as disclosed
ANNE MARA KLEIN GRAY —
GAVIN PARKE —
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 238 (115th)

Taxation/Internal Revenue Code TAX

1. Tax Cuts and Jobs Act of 2017 (HR 1) a. Issues relating to transaction tax and tax treatment on futures and securities

LobbyistCovered position, as disclosed
GAVIN PARKE —
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 1 (115th)

Energy/Nuclear ENG

1. Energy and Natural Resources Act of 2017 (S 1460) a. Subtitle E, Section 4401, Enhanced information on critical energy supplies b.Subtitle E, Section 4402, Working group on energy markets c. Subtitle E, Section 4402, Study of regulatory framework for energy markets

LobbyistCovered position, as disclosed
ANNE MARA KLEIN GRAY —
GAVIN PARKE —
LINDA DALLAS RICH —
JASON SPENCE —
RAQUEL SUAREZ HAWK —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.