2nd Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$190,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

'WTO - Doha Development Agenda'. The Forum supports trade which plays a major role in the promotion of economic development and the alleviation of poverty. China - The Forum supports economic engagement with China to promote the liberalization of China's financial markets. TPA Renewal - The Forum supports renewal of the President's trade promotion authority & rapid passage of 4 existing FTA's to TPA Renewal (continued) ensure the U.S. remains an active participant in the global economy. FTA's for Peru, Panama, Korea, and Colombia. Globalization Study/Worker Competitiveness - The Forum supports a 21st century economy with a competitive global workplace.

LobbyistCovered position, as disclosed
JOHN DEARIE —
WILLIAM T GRIFFIN —
ERICA HURTT —
ROBERT NICHOLS —

Contacted: U.S. Trade Representative (USTR); Securities & Exchange Commission (SEC); Defense, Dept of (DOD); Commerce, Dept of (DOC); Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Homeland Security, Dept of (DHS); Treasury, Dept of; SENATE; White House Office; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Financial Institutions/Investments/Securities FIN

Implementation of regulations and the executive order of H.R. 556 - FINSA of 2007 (CFIUS) which takes prudent steps to improve the process for vetting foreign investments in the U.S. in a way that does not become so unwieldy and uninviting that valuable investment from abroad is discouraged, hurting jobs and economic growth. Capital Market Competitiveness generally - The Forum supports the free flow of capital and open & competitive U.S. markets. Capital Market Competitiveness generally (continued) The Forum also supports maintaining the United States as an attractive place for investment and a continued leader in the global economy. The Financial Services Forum supports supervisory and regulatory reforms that will enhance the effectiveness and competitiveness of the U.S. financial services industry.

LobbyistCovered position, as disclosed
JOHN DEARIE —
WILLIAM T GRIFFIN —
ERICA HURTT —
ROBERT NICHOLS —

Contacted: SENATE; Federal Reserve System; Defense, Dept of (DOD); White House Office; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Homeland Security, Dept of (DHS); U.S. Trade Representative (USTR); Labor, Dept of (DOL); Commerce, Dept of (DOC); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 556 (110th)

Taxation/Internal Revenue Code TAX

Tax Policy - The Forum supports tax policy that keeps the U.S. economy open to grow, create jobs, and attract foreign investment. We support reducing corporate tax rates and preserving current reductions in key areas.

LobbyistCovered position, as disclosed
JOHN DEARIE —
WILLIAM T GRIFFIN —
ERICA HURTT —
ROBERT NICHOLS —

Contacted: Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); SENATE; Defense, Dept of (DOD); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Reserve System; Commerce, Dept of (DOC); White House Office; U.S. Trade Representative (USTR); Labor, Dept of (DOL); Homeland Security, Dept of (DHS)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.