INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Financial Institutions/Investments/Securities FIN

S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1490 Personal Data Privacy and Security Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3217 Restoring American Financial Stability Act of 2010 (regulatory reform) S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 1669 Federal Municipal Bond Marketing Support and Securitization Act of 2009 H.R. 2194 Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3269 Corporate and Financial Institution Compensation Fairness Act of 2009 (say on pay) H.R. 3272 Corporate Governance Reform Act of 2009 H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE

Bills named: H.R. 2733 (111th), H.R. 3272 (111th), H.R. 4790 (111th), S. 1490 (111th), H.R. 3269 (111th), S. 1389 (111th), S. 3258 (111th), H.R. 2861 (111th), H.R. 4173 (111th), S. 3217 (111th), S. 139 (111th), H.R. 2194 (111th), H.R. 1669 (111th), H.R. 1160 (111th), S. 1074 (111th), H.R. 2221 (111th), S. 1964 (111th), H.R. 3351 (111th)

Taxation/Internal Revenue Code TAX

S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 1934 Foreign Account Tax Compliance Act of 2009 S. 2927 Wall Street Fair Share Act (securities transaction tax) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 3933 Foreign Account Tax Compliance Act of 2009 H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010 (flow-through) H.R. 4337 Regulated Investment Company Modernization Act of 2009 H.R. 4742 SAVE Act (Automatic Payroll Deduction IRA) Financial Crisis Responsibility Fee

Contacted: Labor, Dept of (DOL); Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 2748 (111th), H.R. 4191 (111th), H.R. 4742 (111th), S. 1934 (111th), S. 2927 (111th), S. 1297 (111th), H.R. 3933 (111th), H.R. 4126 (111th), H.R. 4213 (111th), S. 1082 (111th), H.R. 4337 (111th), H.R. 3429 (111th)

Retirement RET

S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2932 Lifetime Income Disclosure Act Target Date Funds (Kohl) H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 (Neal) H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 (Miller) H.R. 4146 Sensible Transparency for Retirement Plans Act of 2009 (Kline) H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010 (401(k) disclosure)

Contacted: Labor, Dept of (DOL); Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 2989 (111th), H.R. 2779 (111th), S. 401 (111th), H.R. 4146 (111th), S. 2932 (111th), H.R. 4213 (111th)