4th Quarter - Report — THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION (2020)

Firm

THE OPTIONS CLEARING CORPORATION

Client

OPTIONS CLEARING CORPORATION

Income

—

Expenses

$320,000

Expense method

C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 4233.

Lobbyist	Covered position, as disclosed
JULIE BAUER	—
JAMES HALL	—
DANIEL SCHRAMM	—

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Reserve System; Treasury, Dept of; SENATE; Internal Revenue Service (IRS)

Bills named: H.R. 4233 (116th)

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; H.R.1516 the Wall Street Tax Act of 2019; S.647 the Wall Street Tax Act of 2019; S.1587 Inclusive Prosperity Act of 2019; H.R. 2923 Inclusive Prosperity Act of 2019; S.1005 the Modernization of Derivatives Tax Act of 2017.

Lobbyist	Covered position, as disclosed
JULIE BAUER	—
JAMES HALL	—
DANIEL SCHRAMM	—

Contacted: Federal Reserve System; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Internal Revenue Service (IRS); SENATE; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: S. 1587 (116th), H.R. 1516 (116th), S. 1005 (116th), H.R. 2923 (116th), S. 647 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.