3rd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Period 3rd Quarter 2013 Filed Oct 16, 2013 Signed by Joe Corcoran, First Vice President

Official filing
Firm
THE OPTIONS CLEARING CORPORATION
Client
OPTIONS CLEARING CORPORATION
Income
—
Expenses
$199,800
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clearing and Risk Management for Over-The-Counter Derivatives; Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; General Cybersecurity issues.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
TED DAHLSTROM —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC)

Taxation/Internal Revenue Code TAX

Impact of House Ways and Means Committee Draft Financial Products Tax Reform Legislation on the Listed Options Industry.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
TED DAHLSTROM —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.