UBS AMERICAS INC. for UBS AMERICAS INC
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
Treasury Notice 2008-100
| Lobbyist | Covered position, as disclosed |
|---|---|
| PETER ROWAN | — |
Financial Institutions/Investments/Securities FIN
HR 3795- Over-the-Counter Derivatives Markets Act 2009 HR 3817- Investor Protection Act-issues related to regulation of investment advisors and broker-dealers HR 2989- 401(k) Fair Disclosure and Pension Security Act--investment option requirements Implementation of TALF Student loan bankruptcy treatment Proposal to grandfather ILCs Proposed SEC rule limiting placement agent activity
Foreign entity interest: UBS AG, previously listed on form LD-1, has an interest in issues relating to financial services industry regulatory restructuring.
| Lobbyist | Covered position, as disclosed |
|---|---|
| ANANIAS BLOCKER | — |
| DICK RIBBENTROP | — |
| PETER ROWAN | — |
| JOHN SAVERCOOL | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 100.0% | — |
Affiliated organisations
| Organisation | Location |
|---|---|
| UBS FINANCIAL SERVICES, INC. | Weehawken, NJ, US |
| UBS GLOBAL AM (AMERICAS) INC | Chicago, IL, US |
| UBS SECURITIES LLC | Stamford, CT, US |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.