UBS AMERICAS INC. for UBS AMERICAS INC

Financial Institutions/Investments/Securities FIN

Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.

Contacted: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Treasury, Dept of; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 2779 (112th), H.R. 3606 (112th), H.R. 2682 (112th), H.R. 940 (112th), S. 936 (112th), H.R. 2586 (112th), S. 652 (112th), H.R. 402 (112th), H.R. 4173 (112th), H.R. 3283 (112th), S. 1835 (112th)

Taxation/Internal Revenue Code TAX

H.R. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the implementation of the Foreign Account Tax Compliance Act (FATCA). Proposals to implement a financial transaction tax S. 2132 - Highway Investment, Job Creation and Economic Growth Act of 2012 (cont. on next page) S. 1813 cont.- Section 310, pertaining to modification of required distribution rules for pension plans. Efforts to expand the use of employer provided defined contribution retirment plans

Foreign entity interest: UBS AG has an interest in HR. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the implementation of the Foreign Account Tax Compliance Act (FATCA).

Contacted: HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC)

Bills named: S. 2132 (112th), H.R. 2847 (112th), S. 1813 (112th)