CREDIT SUISSE SECURITIES (USA) for CREDIT SUISSE SECURITIES (USA)
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
S. 1934 - Foreign Account Tax Compliance Act of 2009 H.R.3933 - Foreign Account Tax Compliance Act of 2009 H.R. 4213 - a bill to extend certain expiring tax provisions (provisions related to HR 3933 & S 1934)
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Financial Institutions/Investments/Securities FIN
H.R. 4173 - Wall Street Reform and Consumer Protection Act of 2009 S. 605 - A bill to require the Securities and Exchange Commission to reinstate the uptick rule SEC Proposed Rules changes of ATS Release No. 34-60997; File No. S7-27-09 Restoring American Financial Stability Act of 2010 S. 3098 PROP Trading Act SEC release no. 34-59748, File # S7-08-09- proposal to amend SEC "Uptick" Rule SEC proposal Investment Advisors Act Release No. IA - 2876, File # S7-09-09; SEC proposal Rule 206(4)-5, File # S7-18-09 Proposed changes to rules on SEC standards for broker/dealers SEC Proposal on Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-10
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Agriculture AGR
S. 272 - Derivatives Trading Integrity Act of 2009 S. 447 - Prevent Excessive Speculation Act S. 1691 - Comprehensive Derivatives Regulation Act of 2009 H.R. 977 - Derivatives Markets Transparency and Acct. Act of 2009 H.R. 3300 - Derivative Trading Accountability and Disclosure Act Issues related to proposed changes to CFTC position limits
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.