INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Budget/Appropriations BUD
FY 2013 SEC Appropriations FY 2013 CFTC Appropriations
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| DEAN R SACKETT | — |
| NETONIS WYBENSINGER | — |
Financial Institutions/Investments/Securities FIN
S. 913 Do-Not-Track Online Act of 2011 (Rockefeller) S. 1151 Personal Data Privacy Notification Act of 2011 (Leahey) S. 1207 Data Security and Breach Notification Act of 2011 (Pryor) S. 1408 Data Breach Notification Act of 2011 (Feinstein) S. 1434 Data Security Act of 2011 (Casper) S. 1535 Personal Data Protection and Breach Accountability Act of 2011 (Blumenthal) S. 1615 Financial Regulatory Responsibility Act (Shelby) S. 1650 Dodd-Frank Improvement Act of 2011 (Crapo) S. 1831 Access to Capital for Job Creators Act (Thune) S. 1834 Residential Mortgage Market Privatization and Standardization Act of 2011 (Corker) S. 1835 United States Covered Bond Act (Hagan) S. 2038 STOCK Act (Lieberman) S. 2101 Iran Sanctions, Accountability, and Human Rights Act of 2012 (Johnson) S. 2223 Delay Implementation of Date of Volker Rule Provisions (Crapo) Use of Commodities by Mutual Funds (Levin) Exchange-Traded Funds H.R. 940 United States Covered Bond Act of 2011 (Garrett) H.R. 1182 GSE Bailout Elimination and taxpayer Protection Act (Hensarling) H.R. 1539 Asset-Backed Market Stabilization Act of 2011 (Stivers) H.R. 1573 Delay Implementation of Title VII of Dodd-Frank Act (Lucas) H.R. 1838 Repeal DFA Provision prohibiting assistance to swap dealers or participants (Hayworth) H.R. 1840 Consideration by the CFTC of the costs and benefits of its regulations (Conaway) H.R. 1589 Housing Finance Reform Act of 20111 (Campbell) H.R. 2308 SEC Regulatory Accountability Act (Garrett) H.R. 2483 Whistleblower Improvement Act of 2011 (Grimm) H.R. 2577 Secure and Fortify Electronic Data Act (Bono Mack) H.R. 2586 Swap Execution Facility Clarification Act (Garrett) H.R. 2682 Business Risk Mitigation and Price Stabilization Act of 2011 (Grimm) H.R. 2779 To exempt inter-affo;oate swaps from Dodd-Frank Act (Stivers) H.R. 2940 Access to Capital for Job Creators (McCarthy) H.R. 3045 JOBS Act (Fincher) H.R. 3644 Private Mortgage Narket Investment Act (Garrett) Draft SEC Modernization Act (Bachus) Draft Investment Advisor Oversight Act of 2011 (Bachus) CFTC Rule 4.5 Money Market Mutual Funds Volcker Rule Mandatory Auditory Firm Rotation
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
| NETONIS WYBENSINGER | — |
Taxation/Internal Revenue Code TAX
S. 1346 Stop Tax Abuse Act (Levin) S. 1647 Tax Hike Prevention and Business Certainty Act (Crapo) S. 1787 Wall Street Trading and Speculators Tax Act (Harkin) S. 1813 Moving Ahead for Progress in the 21st Century Act (Highway bill - Boxer) S. 2033 Closing the Deriviatives Blended Rate Loophole Act (Levin) S. 2075 CUT Loopholes Act (Levin) H.R. 567 Public Employee Pension Transparency Act (Nunes) H.R. 2669 Stop Tax Haven Abuse Act (Doggett) H.R. 3091 Tax Hike Prevention and Business Certatinty Act (Roskam) HR. 3313 Wall Street Trading and Speculators Act (DeFazio) Tax Extenders Annual Defferal Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Company (Bachus) Tax Examption for Mutual Bonds Tax Treatment of Financial Products/ETN's
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KEITH LAWSON | — |
| DEAN R SACKETT | — |
| NETONIS WYBENSINGER | — |
Retirement RET
S. 267 Lifetime Income Disclosure Act (Bingaman) S. 1121 Savings Enhancement by Alleviating Leakage in 401 (k) Savings Act of 2011 (Kohl) H.R. 677 Lifetime Income Disclosure Act (Holt) H.R. 3287 Savings Enhancement by Alleviating Leakage in 401 (k) Savings Act of 2011 (Johnson) H.R. 4049 Automatic IRA Act of 2012 (Neal) H.R. 4050 Retirement Plan Simplification and Enhancement Act of 2012 (Neal) H. Con. Res 101 Sense of Congresss on Tax Incentives for Retirement Savings (Gerlach/Neal) E-Delivery DOL Fiduciary Definition Target Date Funds 401 (k) Fee Disclosure
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
| NETONIS WYBENSINGER | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.