4th Quarter - Report

WILLIAMS AND JENSEN, PLLC for SECURITY TRADERS ASSOCIATION

A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.

Firm
Client
Income
$30,000
Expenses
—

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
4th Quarter - Report (this page) Jan 17, 2017 $30,000 Replaced
4th Quarter - Amendment Jul 27, 2017 $30,000 Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Securities Transaction tax; Financial Products Taxation reform as it related to options.

LobbyistCovered position, as disclosed
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
MATTHEW B HOEKSTRA —
ANDREW JONES Legislative Counsel, Rep Hinojosa; Legislative Director and Counsel, Rep Lujan
MICHAEL D KANS —
MELINDA M MAXFIELD —
ERIN BOOK MULLEN —
JOEL OSWALD —
LAURA M SIMMONS —
FRANK VLOSSAK —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Market Structure issues; Equity Trading Issues; Section 31 fees, and equity market structure issues; Minimum pricing variation pilot program. Section 404 Financial Choice Act (H.R. 5983).

LobbyistCovered position, as disclosed
GEORGE D BAKER —
STEPHEN A BLUMENTHAL —
DAVID E FRANASIAK —
CHRISTOPHER W HATCHER —
MATTHEW B HOEKSTRA —
ANDREW JONES Legislative Counsel, Rep Hinojosa; Legislative Director and Counsel, Rep Lujan
MICHAEL D KANS —
MELINDA M MAXFIELD —
ERIN BOOK MULLEN —
JOEL OSWALD —
LAURA M SIMMONS —
FRANK VLOSSAK —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 5983 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.