TRIOPTIMA AB for TRIOPTIMA AB
No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Risk management services in the derivatives market relating to e.g. mandatory clearing requirements. General and targeted training regarding compression services. RIN 3038AD86. A meeting was held with the NFA, it is not possible to choose NFA in the list on section 17, Customer Services instructed us to add this agency in this section instead.
Foreign entity interest: TriOptima AB provides post trade infrastructure for the derivatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is ultimately wholly owned by ICAP plc, as identified on the LD-1. TriOptima UK Ltd. and TriOptima North America LLC are wholly owned by TriOptima AB. Reset Pte Ltd., a subsidiary of ICAP plc, provides risk mitigation services to participants in the interest rate derivatives market. ReMatch Ltd., a subsidiary of ICAP plc, provides CDS market risk, portfolio rebalancing services.
| Lobbyist | Covered position, as disclosed |
|---|---|
| SUSAN HINKO | TriOptima North America LLC |
| MICHAEL MODLOCK | TriOptima North America LLC |
| VIKASH RUGHANI | TriOptima UK Limited |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| REMATCH LIMITED | United Kingdom | United Kingdom | — | — |
| RESET PTE LTD | Singapore | United Kingdom | — | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.