1st Quarter - Amendment

GROOM LAW GROUP, CHARTERED for DUFF PHELPS LLC

Firm
Client
Income
—
Expenses
—

No amount is shown when the filer reports less than $5,000 for the period, which the form does not ask them to state.

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
1st Quarter - Amendment Aug 2, 2012 $5,000 Replaced
1st Quarter - Amendment (this page) Apr 18, 2013 — Yes

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Proposed regulation issued by the Department of Labor to change the definition of fiduciary under ERISA.

LobbyistCovered position, as disclosed
LARS GOLUMBIC —
EDWARD SCALLET —
BRIGEN L WINTERS Tax Counsel, Committee on Ways and Means

Contacted: HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE

Labor Issues/Antitrust/Workplace LBR

Proposed regulation issued by the Department of Labor to change the definition of fiduciary under ERISA.

LobbyistCovered position, as disclosed
LARS GOLUMBIC —
EDWARD SCALLET —
BRIGEN L WINTERS Tax Counsel, Committee on Ways and Means

Contacted: SENATE; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.