CREDIT SUISSE SECURITIES (USA) for CREDIT SUISSE SECURITIES (USA)
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Banking BAN
Implementation of PL 111-203
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Financial Institutions/Investments/Securities FIN
Proposed rule changes of ATS Release No. 34-63241; File No. S7-03-10 Proposed amendments to Reg SHO Release no. 34-61595, File # S7-08-09 Proposed changes to Regulation AB - Release Nos. 33-9117; 34-61858; File No. S7-08-10 PL 111- 203 Federal Reserve Notice 75 FR 72741, Issues related to Section 619 Financial Services Oversight Council Notice 75 FR 61758 Proposed changes to rules on SEC standards for broker/dealers Concept Release on Equity Market Structure Release No. 34-61358; File No. S7-02-1 Joint SEC/CFTC proposal on Definitions contained in Title VII- of PL 111-203 No. 34-62717; File No. S7-16-10 Joint SEC/CFTC to Define Swap Related Terms: File No. S7-39-10 Joint SEC/MSRB Proposed Rules on Registration of Municipal Advisors File No. 37-45-10 CFTC - Core principles and other regs for swap execution facilities (76 FR 1213) CFTC - Conflicts of interest DCO, DCM, SEF (76 FR 722) CFTC- Proposed rule - Real time reporting (75 FR 76930 & 75 FR 76666) CFTC -Proposed rule - Swap Dealer, MSP, SBS, ECP (75 FR 80174) CFTC- Proposed rule - Reporting Post-Enactment Swap (75 FR 78892) CFTC -Proposed rule - Implementation of conflicts of interest procedures by dealers and MSPs (75 FR 71391) SEC - Proposed rule - Registration of Muncipal Advisors Release No. 34-63575; File No. S7-45-10 SEC - Proposed rule - Investment Advisors Act Release No. IA -3110; File No. S7-36-10 SEC - Proposed rule- Regarding Mandatory Clearing of Security-based Swaps: File No. S7-44-10 SEC - Proposed rule - Regarding the End-user Exception to Mandatory Clearing of Security-based Swaps: File No. S7-43-10 SEC - Proposed rule - on Security-Based Swap Reporting: File No. S7-34-10 SEC Interim Final Rule Reporting Security-Based-Swaps: File No. S7-28-10 SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps under Regulation MC: File No. S7-27-10 SEC Rule on Credit Risk Retention File No.: S7-14-11 H.R.1838 -A bill to repeal a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibiting any Federal bailout of swap dealers or participants. H.R.1573 - A bill to facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, promote regulatory coordination, and avoid market disruption. OCC - Proposed rule - Regarding margin and capital requirements for covered swaps entities - Docket No. OCC-2011-008/RIN 1557-AD43; Docket No. R-1415/RIN 7100 AD74; RIN 3064-AD79;RIN 3052-AC69;RIN 2590-AA45
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Taxation/Internal Revenue Code TAX
Implementation of Foreign Account Tax Compliance Act (FATCA) H.R. 4213 - The American Jobs and Closing Tax Loopholes Act of 2010
Foreign entity interest: Credit Suisse AG is the parent company to Credit Suisse Securities (USA) LLC and, as such, has an interest in the issues lobbied.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JOHN ANDERSON | — |
| MAGGIE GAGE | — |
| MONIQUE MICHEL | — |
| JOSEPH L SEIDEL | — |
| MARY L WHALEN | — |
| MICHAEL W WILLIAMS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.