4th Quarter - Report

MANAGED FUNDS ASSOCIATION for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
—
Expenses
$1,470,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 2655, to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material, nonpublic information H.R. 4618, Short Sale Transparency and Market Fairness Act Legislative oversight of implementation of Titles I, II, IV, VII, and IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Regulation and oversight of investment advisers. Financial services regulatory reform in non-U.S. jurisdictions. Equity market structure issues including electronic trading and algorithmic trading. Protection for sensitive and proprietary data. Security-based swaps regulation. Environmental, social, and governance (ESG) and diversity, equity, and inclusion (DEI) initiatives. Impacts of Pandemic on Credit Markets. Activities-based rules for nonbank financial institutions.

LobbyistCovered position, as disclosed
JEN DECI —
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ANDREW LOWENTHAL —
JOSEPH EDWARD SCHWARTZ —
SARA ANNE VARGO —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 4618 (117th), H.R. 2655 (117th)

Agriculture AGR

Legislative oversight of implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

LobbyistCovered position, as disclosed
JEN DECI —
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

H.R. 5376, Build Back Better Act, including provisions relating to Carried Interest/ Enterprise Value; Taxation of pass-through entities; Mark-to-market of derivatives; Taxation of financial products; Limitations on private investments within IRAs Limitations on deductions including interest expense. 864(b) of the Internal Revenue Code - safe harbor for investment in U.S. securities and other assets by non-U.S. investors. Financial Transaction Tax

LobbyistCovered position, as disclosed
JEN DECI —
JILLIEN WILLIAMS FLORES —
RYAN HEDGEPETH —
ANDREW LOWENTHAL —
JOSEPH EDWARD SCHWARTZ —
SARA ANNE VARGO —

Contacted: Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 5376 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.