4th Quarter - Report

MELLON FINANCIAL SERVICES CORPORATION #1 for MELLON FINANCIAL SERVICES CORPORATION #1

Firm
Client
Income
—
Expenses
$260,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues pertaining to Financial Services Regulatory Reform; issues pertaining to proposed rule on fiduciaries; issues pertaining to proposed rule on municipal advisors.

LobbyistCovered position, as disclosed
ANN COSTELLO —
ROBERT D GETZOFF —

Contacted: HOUSE OF REPRESENTATIVES; Natl Economic Council (NEC); Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL); SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Internal Revenue Service (IRS); Securities & Exchange Commission (SEC)

Banking BAN

PL 111-203, HR 4173, Dodd-Frank Wall Street Reform and Consumer Protection Act, all provisions.

LobbyistCovered position, as disclosed
ANN COSTELLO —
ROBERT D GETZOFF —

Contacted: SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Natl Economic Council (NEC); Internal Revenue Service (IRS); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 4173 (112th)

Taxation/Internal Revenue Code TAX

H.R. 749, To amend the Internal Revenue Code of 1986 to permanently extend the subpart F exemption for active financing income, all provisions; issues pertaining to implementation of the Foreign Account Tax Compliance Act.

LobbyistCovered position, as disclosed
ANN COSTELLO —
ROBERT D GETZOFF —

Contacted: Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Internal Revenue Service (IRS); SENATE; Labor, Dept of (DOL); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Natl Economic Council (NEC)

Bills named: H.R. 749 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.