4th Quarter - Report

TIAA for TIAA

Firm
Client
Income
—
Expenses
$360,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Financial Regulatory Reform Federal Reserve Supervision of Savings and Loan Holding Companies Federal Reserve Board's Proposed Rules to Implement Basel III Regulatory Capital Reforms Dodd-Frank Wall Street Reform and Consumer Protection Act in regards to: Volcker Rule Systemic Risk Designation Notice of Proposed Rulemaking that would implement Section 619 of the Dodd-Frank Act Capital Requirements for the Savings & Loan Holding Company and Federal Reserve Board Oversight S2223 - Volcker Rule - a bill to address the implementation of certain prohibitions under the Bank Holding Company Act The Municipal Advisor proposed rulemaking

LobbyistCovered position, as disclosed
JILL BROWN New Legislative Director, Rep. Bill Cassidy
LARRY M CHADWICK —
KAREN ELINSKI —
LANGSTON EMERSON —

Contacted: Federal Reserve System; Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Taxation/Internal Revenue Code TAX

Hybrid Pension Plans in the following bill: HR2934 - To amend the Internal Revenue Code of 1986 to clarify the treatment of certain retirement plan contributions picked up by governmental employers Tax Reform as it relates to retirement plans Savings Enhancement for Education in College Act

LobbyistCovered position, as disclosed
JILL BROWN New Legislative Director, Rep. Bill Cassidy
LARRY M CHADWICK —
KAREN ELINSKI —
LANGSTON EMERSON —

Contacted: Federal Reserve System; SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Labor, Dept of (DOL)

Bills named: H.R. 2934 (112th)

Retirement RET

Retirement Security in the following bills: HR677, S267 - Lifetime Income Disclosure Act Auto-IRAs DOL Fiduciary Proposal (DOL Fiduciary Definition Regulation) Amendment to Change Distributions of Retirement Plans and IRAs for Beneficiaries Lifetime Income Illustrations Tax Benefits of Defined Contribution Plans

LobbyistCovered position, as disclosed
JILL BROWN New Legislative Director, Rep. Bill Cassidy
LARRY M CHADWICK —
KAREN ELINSKI —
LANGSTON EMERSON —

Contacted: SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; Labor, Dept of (DOL); Federal Reserve System; HOUSE OF REPRESENTATIVES

Bills named: H.R. 677 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.