4th Quarter - Report — ASSOCIATION FOR FINANCIAL PROFESSIONALS for ASSOCIATION FOR FINANCIAL PROFESSIONALS (2009)

Firm

ASSOCIATION FOR FINANCIAL PROFESSIONALS

Client

ASSOCIATION FOR FINANCIAL PROFESSIONALS

Income

—

Expenses

$6,250

Expense method

B: tax-exempt organisations, Internal Revenue Code section 6033(b)(8)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Deposit insurance reform, Bank Holding Company Act, payments systems, data security/ID theft, Regulation Q, credit card practices, financial markets regulatory reform, liquidity programs, derivatives products

Lobbyist	Covered position, as disclosed
JEANINE HENDERSON ARNETT	—
MICHAEL GRIFFITH	—
JUDY SCHUB	—

Contacted: Internal Revenue Service (IRS); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Executive Office of the President (EOP); Pension Benefit Guaranty Corporation (PBGC); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE

Financial Institutions/Investments/Securities FIN

Accounting reforms, credit rating agency reform, Commodities Exchange Act/Derivatives Reform, Sarbanes-Oxley implementation, hard to value assets, mark-to-market accounting reform

Lobbyist	Covered position, as disclosed
JEANINE HENDERSON ARNETT	—
MICHAEL GRIFFITH	—
JUDY SCHUB	—

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Federal Reserve System; SENATE; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); Executive Office of the President (EOP); Pension Benefit Guaranty Corporation (PBGC); Treasury, Dept of; Securities & Exchange Commission (SEC)

Retirement RET

Plan funding, retirement plan investments, disclosure and fiduciary issues, prohibited transactions, corporate governance, defined contribution issues, defined contribution advice, defined benefit plan temporary funding relief

Lobbyist	Covered position, as disclosed
JEANINE HENDERSON ARNETT	—
MICHAEL GRIFFITH	—
JUDY SCHUB	—

Contacted: Labor, Dept of (DOL); Federal Reserve System; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; Internal Revenue Service (IRS); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Pension Benefit Guaranty Corporation (PBGC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.