INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Consumer Issues/Safety/Products CSP

S. 1811 - Merger Enforcement Improvement Act (Klobuchar)

Contacted: Treasury, Dept of; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); White House Office

Bills named: S. 1811 (115th)

Financial Institutions/Investments/Securities FIN

H.R. 10 - Financial CHOICE Act of 2017 (Hensarling) H.R. 2319 - Consumer Financial Choice and Capital Markets Protection Act of 2017 (Rothfus) H.R. 3555 - Exchange Regulatory Improvement Act (Loudermilk) H.R. 3758 - Senior Safe Act of 2017 (Sinema) H.R. 3857 - Protecting Advice for Small Savers Act of 2017 (Wagner) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) FSOC Procedures for SIFI Designation of Nonbank Financial Companies Financial Stability Board Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Exchange-Traded Funds US Equity and Fixed Income Market Structure Maker-Taker Pricing Model Volcker Rule Proxy Advisory Services Proxy Voting by Mutual Funds MiFID II

Contacted: Labor, Dept of (DOL); SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of; White House Office; HOUSE OF REPRESENTATIVES

Bills named: H.R. 3555 (115th), H.R. 3758 (115th), S. 223 (115th), H.R. 2319 (115th), H.R. 3857 (115th), H.R. 10 (115th), S. 327 (115th)

Taxation/Internal Revenue Code TAX

S. 940 - Shrinking Emergency Account Losses Act of 2017 (Enzi) S. 1005 - Modernization of Derivatives Tax Act of 2017 (Wyden) Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest ABLE Programs

Contacted: Securities & Exchange Commission (SEC); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); White House Office

Bills named: S. 1005 (115th), S. 940 (115th)

Budget/Appropriations BUD

H.R. 3280 - FY 2018 Financial Services and General Government Appropriations Act H.R. 3354 - FY 2018 Omnibus Appropriations

Contacted: Labor, Dept of (DOL); Securities & Exchange Commission (SEC); White House Office; HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Bills named: H.R. 3280 (115th), H.R. 3354 (115th)

Retirement RET

H.R. 854 - Retirement Security for American Workers Act (Buchanan) H.R. 2055 - Lifetime income Disclosure Act (Messer) H.R. 2823 - Affordable Retirement Advice for Savers Act (Roe) S. 868 - Lifetime Income Disclosure Act (Isakson) S. 1321 - Affordable Retirement Advice Protection Act (Isakson) Retirement Enhancement and Savings Act (Hatch) Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act DOL Fiduciary Rule Retirement Plan Coverage Proposals QDIAs Lifetime Income Disclosure Electronic Delivery of Retirement Plan Participant Information QDIAs

Contacted: Securities & Exchange Commission (SEC); White House Office; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Treasury, Dept of; SENATE

Bills named: S. 1321 (115th), S. 868 (115th), H.R. 2823 (115th), H.R. 854 (115th), H.R. 2055 (115th)