4th Quarter - Report

BLACKROCK FUNDS SERVICES GROUP, LLC for BLACKROCK FUNDS SERVICES GROUP LLC

Firm
Client
Income
—
Expenses
$550,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

LobbyistCovered position, as disclosed
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: SENATE; Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Federal Reserve System; Executive Office of the President (EOP); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Banking BAN

Dodd-Frank implementation and related regulatory reform including Volcker Rule, FSOC process enhancement and stress testing; housing finance, including securitization; infrastructure financing; GSE reform; US capital markets structure

LobbyistCovered position, as disclosed
KEVIN GERALD CHAVERS —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —
ALEXIS ROSENBLUM —

Contacted: SENATE; Securities & Exchange Commission (SEC); Executive Office of the President (EOP); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC); Federal Reserve System

Financial Institutions/Investments/Securities FIN

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to systemic risk (including designation process), housing finance; US capital markets structure; exchange traded funds;money market mutual funds; e-delivery for mutual funds; foreign market access and fiduciary standards

LobbyistCovered position, as disclosed
KEVIN GERALD CHAVERS —
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —
ALEXIS ROSENBLUM New —

Contacted: Commodity Futures Trading Commission (CFTC); Executive Office of the President (EOP); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Federal Reserve System; Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

Issues related to tax reform (including H.R.1); tax issues relating to individual and corporate taxes, including retirement savings incentives, mutual funds, election of tax lots and financial products.

LobbyistCovered position, as disclosed
KATHRYN FULTON —
JOANNE MEDERO —
BARBARA NOVICK —

Contacted: Federal Reserve System; SENATE; Commodity Futures Trading Commission (CFTC); Federal Housing Finance Agency (FHFA); Treasury, Dept of; Executive Office of the President (EOP); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 1 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.