3rd Quarter - Report

BARCLAYS PLC AND ITS US AFFILIATES for BARCLAYS PLC AND ITS US AFFILIATES

Firm
Client
Income
—
Expenses
$1,090,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

General proposals to reform the financial services regulatory framework HR 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act HR 4884 United States Covered Bond Act of 2010 Emergency Economic Stabilization Act of 2008 (Pub.L. 110-343) HR 5823 The Covered Bond Act

Foreign entity interest: Barclays PLC is a global bank and an active participant in the US financial services market. It is interested in these issues as they affect its products and its US affiliates.

LobbyistCovered position, as disclosed
PATRICK DURKIN —
MARLENE NICHOLSON —

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE; Executive Office of the President (EOP); Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 4884 (111th), H.R. 5823 (111th), H.R. 4173 (111th)

Taxation/Internal Revenue Code TAX

General changes to the tax code's revenue measures HR 4213 American Jobs and Closing Tax Loopholes Act HR 5297 Summary of the Small Business Jobs Act S 3816 Creating American Jobs and Ending Offshoring General proposals regarding a "Financial Crisis Responsibility Fee" or "transactions tax" as they may affect the capital markets General roposals relating to taxes on executive compensation

Foreign entity interest: Barclays PLC is a global bank and an active participant in the US financial services market. It is interested in these issues as they affect its products and its US affiliates.

LobbyistCovered position, as disclosed
MARLENE NICHOLSON —

Contacted: Executive Office of the President (EOP); SENATE; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: H.R. 5297 (111th), H.R. 4213 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.