INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
S. 1650 Dodd-Frank Improvement Act of 2011 S. 1835 United States Covered Bond Act S. 2223 Delay Implementation Date of Volcker Rule Provisions S. 3468 Independent Agency Regulatory Analysis Act of 2012 S. 1615 - Financial Regulatory Responsiblity Act S. 1834 - Residential Mortgage Market Privatization and Standardization Act of 2011 S. 3497 - Terminating the Expansion of Too-Big-To-Fail Act of 2012 S. 3620 - Regulation of Municipal Advisors H.R. 940 - United States Covered Bond Act of 2011 H.R. 1182 - GSE Bailout Elimination and Taxpayer Protection Act H.R. 1539 - Asset-Backed Market Stabilization Act of 2011 H.R. 1573 - Delay Implemenation of Title VII of Dodd-Frank Act H.R. 1838 - Repeal DFA provision prohibitng assistance to swap dealers or participants H.R. 1840 - Consideration by the CFTC of the costs and benefits of its regulations H.R. 1859 - Housing Finance Reform Act of 2011 H.R. 2308 - SEC Regulatory Accountability Act H.R. 2483 - Whistleblower Improvement Act of 2011 H.R. 2586 - Swap Execution Facility Clarification Act H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011 H.R. 2779 - To Exempt inter-affiliate swaps from Dodd-Frank Act H.R. 2827 - Regulation of Municipal Advisors H.R. 3606 - JOBS Act H.R. 3644 - Private Mortgage Market Investment Act H.R. 3862 - Sunshine for Regulatory Decrees and Settlements Act of 2012 H.R. 4078 - Red Tape Reduction and Small Business Job Creation Act H.R. 4624 - Investment Adviser Oversight Act H.R. 5929 - Next Steps for Credit Availability Act H.R. 6127 - Liquidity Enhancement for Small Public Companies Act H.R. 6317 - Terminating the Expansion of Too-Big-To-Fail Act of 2012 CFTC Rule 4.5 Money Market Mutual Funds SIFIs Volcker Rule Use of Commodities by Mutual Funds Exchange-Traded Funds Market Structure Extension of unlimited deposit insurance for noninterest-bearing transaction accounts Mandatory Audit Firm Rotation Tri-Party Repo Market Mortgage Eminent Domain Non-Deliverable Forwards Transaction Account Gaurantee (TAG) Extension
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
| NETONIS WYBENSINGER | — |
Taxation/Internal Revenue Code TAX
S. 1346 - Stop Tax Haven Abuse Act S. 1787 - Wall Street Trading and Speculators Tax Act S. 2033 - Closing the Derivatives Blended Rate Loophole Act S. 2075 - CUT Loopholes Act S. 1647 - Tax Hike Prevention and Business Certainty Act S. 3412 - Middle Class Tax Cut Act S. 3521 - Family and Business Tax Cut Certainty Act of 2012 H.R. 8 - Job Protection and Recession Prevention Act of 2012 H.R. 2669 - Stop Tax Haven Abuse Act H.R. 3091 - Tax Hike Prevention and Business Certainity Act H.R. 4623 - Make Permanent the Exemption for Certain Dividents Paid by RICs to Nonresident Aliens Capital Gains/Dividends Tax Rate Extension Comprehensive Tax-Reform Flow-through/Tax Extenders Annual Deferral Limits for Retirement Plans Foreign Account Tax Compliance Act International Regulated Investment Company Tax-Exemption for Municipal Bonds Tax Treatment of Financial Products/ETNs RIC Modernization Act Technical Corrections
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KEITH LAWSON | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
FY 2013 SEC Appropriations FY 2013 CFTC Appropriations
| Lobbyist | Covered position, as disclosed |
|---|---|
| DEAN R SACKETT | — |
Retirement RET
S. 267 - Lifetime Income Disclosure Act H.R. 677 - Lifetime Income Disclosure Act H.R. 4049 - Automatic IRA Act of 2012 H.R. 4050 - Retirement Plan Simplification and Enhancement Act of 2012 S. 1121 - Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 S. 1557 - Automatic IRA Act of 2011 H.R. 3287 - Savings Enhancement by Alleviating Leakage in 401(k) Savings Act of 2011 E-Delivery DOL Fiduciary Definition Target Date Funds 401(k) Disclosure
| Lobbyist | Covered position, as disclosed |
|---|---|
| DONALD C AUERBACH | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.