1st Quarter - Report

AMERICAN SECURITIES ASSOCIATION for AMERICAN SECURITIES ASSOCIATION

Firm
Client
Income
—
Expenses
$80,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

- H.R. 1483/S. 658, the Protecting Investors Personally Identifiable Information Act

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 658 (119th), H.R. 1483 (119th)

Taxation/Internal Revenue Code TAX

- General tax reform - Issues related the the municipal bond tax exemption - Issues related to Section 199A deductions - Issues related to financial transaction tax

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE

Financial Institutions/Investments/Securities FIN

- Issues related to capital formation - Issues related to SEC and SRO reform, SRO constitutionality concerns - Issues related to IPO research - Issues related to investor fraud and foreign state-sponsored scams targeting US citizens - S.1053/H.R. 2246, the Foreign Investment Guardrails to Help Thwart China Act - Issues related to inbound and outbound investments to/from China - H.R. 2441, the Improving Disclosure for Investors Act

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 1053 (119th), H.R. 2441 (119th), H.R. 2246 (119th)

Budget/Appropriations BUD

- Financial Services and General Government appropriations

LobbyistCovered position, as disclosed
KELLI NELSON MCMORROW —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.