4th Quarter - Report

RICCHETTI INCORPORATED for FINSECA

Firm
Client
Income
$75,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Issues related to estate tax reform, or repeal Issues related to taxation of capital gains at death, or when gifted; elimination of step-up basis at death issues related to the tax treatment of life insurance policies and taxation of life insurance carriers Issues related to tax reform generally, tax offsets Issues related to corporate-owned life insurance, non-qualified deferred compensation, and annuities Issues related to rules governing grantor trusts, and valuation issues

LobbyistCovered position, as disclosed
JEFF RICCHETTI —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Financial Institutions/Investments/Securities FIN

issues related to standards of care for insurance agents and restrictions on commission based compensation arrangements

LobbyistCovered position, as disclosed
JEFF RICCHETTI —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Insurance INS

issues related to standards of care for investment advisors and broker dealers

LobbyistCovered position, as disclosed
JEFF RICCHETTI —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.