3rd Quarter - Report

NYSE GROUP, INC. for NYSE GROUP INC

Firm
Client
Income
—
Expenses
$280,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

U.S. competitiveness position in capital markets; Exchange Traded Funds (ETFs); H.R. 4912 To amend Internal Revenue code of 1986 with respect to the treatment of prepaid derivative contracts - ETN taxation; Market data regulation; US financial services regulatory structure; Commodities regulation; SEC regulatory process; Credit default swap trading; Regulation of short sales.

LobbyistCovered position, as disclosed
ANANIAS BLOCKER —
LINDA DALLAS RICH —

Contacted: Treasury, Dept of; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4912 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.