PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Health Issues HCR

H.R. 4225, S. 2241 - DC Healthcare Exchange Fees

Contacted: Securities & Exchange Commission (SEC); Federal Reserve System; Labor, Dept of (DOL); Consumer Financial Protection Bureau (CFPB); Commodity Futures Trading Commission (CFTC); Office of Management & Budget (OMB); SENATE; Treasury, Dept of; Federal Highway Administration (FHA); HOUSE OF REPRESENTATIVES; Federal Housing Finance Agency (FHFA)

Bills named: S. 2241 (115th), H.R. 4225 (115th)

Consumer Issues/Safety/Products CSP

S.536 - Cybersecurity Disclosure Act

Contacted: Federal Reserve System; Labor, Dept of (DOL); Office of Management & Budget (OMB); SENATE; Consumer Financial Protection Bureau (CFPB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Federal Highway Administration (FHA); Federal Housing Finance Agency (FHFA); Commodity Futures Trading Commission (CFTC)

Bills named: S. 536 (115th)

Taxation/Internal Revenue Code TAX

No Bill # - Federal Disability Insurance Program Solvency No Bill # - "Opt-out" Enrollment Disability Insurance S. 540 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplification Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority N/A - Tax Extenders - Active Finance Exception to Subpart F H.R. 1 - The Tax Cuts and Jobs Act of 2017 No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax, Commercial Real Estate Issues

Contacted: Consumer Financial Protection Bureau (CFPB); Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Highway Administration (FHA); Federal Housing Finance Agency (FHFA); HOUSE OF REPRESENTATIVES; SENATE; Office of Management & Budget (OMB); Federal Reserve System; Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL)

Bills named: H.R. 1393 (115th), S. 540 (115th), H.R. 1 (115th)

Retirement RET

S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions H.R. 3499 - Automatic IRA - all Provisions H.R. 4523 - Automatic Retirement Plan Act of 2017 No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 4524 - Retirement Plan Simplification and Enhancement Act of 2017 H.R. 2823 - Affordable Retirement Advice for Savers Act H.R. 3910 - To amend the IRS Code of 1986 to make lifetime income and managed accounts options of defined contribution retirement savings plans portable. N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers H.R. 355 - Protecting American Families' Retirement Advice Act

Contacted: Consumer Financial Protection Bureau (CFPB); Office of Management & Budget (OMB); Federal Reserve System; Labor, Dept of (DOL); SENATE; Federal Highway Administration (FHA); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Federal Housing Finance Agency (FHFA); Treasury, Dept of

Bills named: H.R. 4524 (115th), H.R. 2823 (115th), S. 223 (115th), H.R. 3910 (115th), S. 1383 (115th), H.R. 4523 (115th), H.R. 854 (115th), H.R. 355 (115th), H.R. 2055 (115th), H.R. 3499 (115th), H.R. 78 (115th), S. 868 (115th)

Financial Institutions/Investments/Securities FIN

H.R. 10, H.R. 4061 - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement H.R. 4537 - International Insurance Standards Act of 2017 S. 1360 - International Insurance Capital Standards Accountability Act of 2017 S. 1463 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 3110 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 5485 - Financial Services and General Government Appropriation Act 2017 No Bill # - Financial Stability Oversight Council Reform No Bill # - Executive Order on Core Principles for Regulating the United States Financial System (February 3, 2017) and subsequent reports on banking (June 6, 2017), capital markets (October 20, 2017), and insurance and asset management (November 17, 2017). H.R. 10 - The Choice Act S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act H.R. 2954 - Home Mortgage Disclosure Adjustment Act No Bill # - Presidential Memorandum on FSOC (April 21, 2017) and subsequent report from Treasury (November 17, 2017) No Bill # - "Request for Information relating to Production of Rates" (Docket Number OP-1573, August 24, 2017) No Bill # - "Proposed Guidance on Supervisory Expectations for Boards of Directors (Docket Number OP-1570, August 9. 2017) No Bill # - Large Financial Institution Rating System; Regulations K and LL (Docket Number R-1569; August 17, 2017) No Bill # - KISS regulatory review request H.J. Res. 123 - Continuing Resolution, December 8, 2017; NFIP extension No Bill # - GSE and FHA Housing Finance Reform

Contacted: Federal Housing Finance Agency (FHFA); Securities & Exchange Commission (SEC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); Office of Management & Budget (OMB); Labor, Dept of (DOL); SENATE; Treasury, Dept of; Federal Highway Administration (FHA); Commodity Futures Trading Commission (CFTC)

Bills named: S. 1463 (115th), H.R. 10 (115th), H.R. 5485 (115th), S. 1360 (115th), H.R. 4061 (115th), S. 2155 (115th), H.R. 3110 (115th), H.R. 2954 (115th), H.R. 4537 (115th), H.J.Res. 123 (115th)