4th Quarter - Report

DELTA STRATEGY GROUP for UBS

Period 4th Quarter 2014 Filed Jan 20, 2015 Signed by Scott Parsons, Managing Partner

Official filing
Firm
DELTA STRATEGY GROUP
Client
UBS
Income
$70,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Monitor derivatives legislation and regulations.

LobbyistCovered position, as disclosed
GRAHAM HARPER L.A. Senate Appropriations; Liason, CFTC
HOPE M JARKOWSKI SEC Detailee, Senate Banking; Counsel, SEC
JIM NEWSOME Chairman, CFTC
SCOTT PARSONS Chief of Staff, CFTC; L.A. Congressman Pickering
CHARLIE THORNTON —

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.