Mid-Year Report — FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA) (2007)

Firm

FINANCIAL PLANNING ASSN (FPA)

Client

FINANCIAL PLANNING ASSN (FPA)

Income

—

Expenses

$180,000

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

DOL- 29 CFR Part 2550: Investment Alternatives Under Participant Directed Individual Account Plans; Proposed Rule DOL -- Request for Information Regarding Prohibited Exemption for Provision of Investment Advice to Participants in Individual Account Plans

Lobbyist	Covered position, as disclosed
DANIEL BARRY	N/A
MARY BELL	N/A
ROBERT H NEILL	N/A
NEIL SIMON	—
DUANE R THOMPSON	N/A
BRAD WHITE	N/A

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Education, Dept of; Labor, Dept of (DOL); Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Financial Literacy- Comment Letter on RFI - Comment Request for the Financial Literacy and Education Commission on Kindergarten Through Postsecondary Financial Education - Federal Register: February 12, 2007 (Volume 72, Number 28) [Page 6668] SEC IA Release No. 2376 (broker-dealer rule) SEC Release IA-2598 (proposed model privacy notice)

Lobbyist	Covered position, as disclosed
DANIEL BARRY	N/A
MARY BELL	N/A
ROBERT H NEILL	N/A
NEIL SIMON	—
DUANE R THOMPSON	N/A
BRAD WHITE	N/A

Contacted: Education, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.