3rd Quarter - Report

ALSTOM TRANSPORTATION INC. for ALSTOM TRANSPORTATION INC

Firm
Client
Income
—
Expenses
$290,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Transportation TRA

Transportation reauthorization legislation Rail issues including: Transit Freight rail High-speed rail Intercity rail Light rail

Foreign entity interest: ALSTOM Holdings SA, Levallois-Perret Cedex France. 100% ownership. $0.00 amount of contributions for lobbying activities. Alstom SA (via its ownership in ALSTOM Holdings), Levallois-Perret Cedex France. $0.00 amount of contributions for lobbying activities. Ownership 99.99%.

LobbyistCovered position, as disclosed
JOHN LAWRENCE COHEN —
ROBERT HILTON —
JAMES RITCHOTTE —

Contacted: Treasury, Dept of; Environmental Protection Agency (EPA); Export-Import Bank of the United States (EXIM Bank); HOUSE OF REPRESENTATIVES; State, Dept of (DOS); Transportation, Dept of (DOT); SENATE; Energy, Dept of

Energy/Nuclear ENG

U.S. climate change policy and protection of intellectual property rights in international climate change negotiations Smart Grid/Microgrid policy U.S. funding for international coal and hydropower projects The Grid Modernization Act of 2015

Foreign entity interest: ALSTOM Holdings SA, Levallois-Perret Cedex France. 100% ownership. $0.00 amount of contributions for lobbying activities. Alstom SA (via its ownership in ALSTOM Holdings), Levallois-Perret Cedex France. $0.00 amount of contributions for lobbying activities. Ownership 99.99%.

LobbyistCovered position, as disclosed
JOHN LAWRENCE COHEN —
ROBERT HILTON —
JAMES RITCHOTTE —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Environmental Protection Agency (EPA); Transportation, Dept of (DOT); Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); Energy, Dept of; State, Dept of (DOS)

Taxation/Internal Revenue Code TAX

Extension of Renewable Energy Production Tax Credit and Investment Tax Credit Extension of Research & Development Tax Credit Tax incentives for enhanced oil recovery and carbon capture and storage

Foreign entity interest: ALSTOM Holdings SA, Levallois-Perret Cedex France. 100% ownership. $0.00 amount of contributions for lobbying activities. Alstom SA (via its ownership in ALSTOM Holdings), Levallois-Perret Cedex France. $0.00 amount of contributions for lobbying activities. Ownership 99.99%.

LobbyistCovered position, as disclosed
JOHN LAWRENCE COHEN —
ROBERT HILTON —
JAMES RITCHOTTE —

Contacted: Energy, Dept of; Transportation, Dept of (DOT); HOUSE OF REPRESENTATIVES; Export-Import Bank of the United States (EXIM Bank); SENATE; Treasury, Dept of; Environmental Protection Agency (EPA); State, Dept of (DOS)

Budget/Appropriations BUD

FY2016 Department of Energy and Water Development and Related Agencies Appropriations, all research & development provisions FY2016 Departments of Transportation, Housing and Urban Development and Related Agencies Appropriations Reauthorization of the U.S. Export-Import Bank FY2016 State and Foreign Operations Appropriations

Foreign entity interest: ALSTOM Holdings SA, Levallois-Perret Cedex France. 100% ownership. $0.00 amount of contributions for lobbying activities. Alstom SA (via its ownership in ALSTOM Holdings), Levallois-Perret Cedex France. $0.00 amount of contributions for lobbying activities. Ownership 99.99%.

LobbyistCovered position, as disclosed
JOHN LAWRENCE COHEN —
ROBERT HILTON —
JAMES RITCHOTTE —

Contacted: HOUSE OF REPRESENTATIVES; Transportation, Dept of (DOT); Export-Import Bank of the United States (EXIM Bank); State, Dept of (DOS); Energy, Dept of; Treasury, Dept of; SENATE; Environmental Protection Agency (EPA)

Environment/Superfund ENV

Utility NSPS for greenhouse gas emissions 111(d) existing plant standards for greenhouse gas emissions Cross State Air Pollution Rule Mercury and Air Toxics Standards

Foreign entity interest: ALSTOM Holdings SA, Levallois-Perret Cedex France. 100% ownership. $0.00 amount of contributions for lobbying activities. Alstom SA (via its ownership in ALSTOM Holdings), Levallois-Perret Cedex France. $0.00 amount of contributions for lobbying activities. Ownership 99.99%.

LobbyistCovered position, as disclosed
JOHN LAWRENCE COHEN —
ROBERT HILTON —
JAMES RITCHOTTE —

Contacted: HOUSE OF REPRESENTATIVES; Energy, Dept of; State, Dept of (DOS); Export-Import Bank of the United States (EXIM Bank); SENATE; Treasury, Dept of; Environmental Protection Agency (EPA); Transportation, Dept of (DOT)

Science/Technology SCI

Discussion of R&D related to: Smart Grid Systems and High Voltage Direct Current (HVDC) U.S. climate change and protection of intellectual property rights in international climate change negotiations Carbon capture and storage Enhanced oil recovery Carbon capture, utilization and storage

Foreign entity interest: ALSTOM Holdings SA, Levallois-Perret Cedex France. 100% ownership. $0.00 amount of contributions for lobbying activities. Alstom SA (via its ownership in ALSTOM Holdings), Levallois-Perret Cedex France. $0.00 amount of contributions for lobbying activities. Ownership 99.99%.

LobbyistCovered position, as disclosed
JOHN LAWRENCE COHEN —
ROBERT HILTON —
JAMES RITCHOTTE —

Contacted: State, Dept of (DOS); Transportation, Dept of (DOT); Energy, Dept of; HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Export-Import Bank of the United States (EXIM Bank); Environmental Protection Agency (EPA)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.