UBS AMERICAS INC. for UBS AMERICAS INC
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Regulatory Implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards) H.R. 940 - United States Covered Bond Act of 2011, all sections. S. 1835 - United States Covered Bond Act, all sections. S. 652 - Building and Upgrading Infrastructure for Long-Term Development, all sections, any provisions relating to the development and definition of the American Infrastructure Financing Authority. H.R. 402 - National Infrastructure Development Bank Act of 2011, all sections, any provisions relating to the development and definition of the National Infrastructure Development Bank. S. 936 - The American Infrastructure Investment Fund Act of 2011, all sections, any provisions relating to the American Infrastructure Investment Fund. H.R. 2586 - Swap Execution Facility Clarification Act of 2011, section 2, all provisions relating to the definition of Swap Execution Facility. 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration. H.R. 3283 - Swap Jurisdiction Certainty Act, all sections. H.R. 3606 - The Reopening American Capital Markets to Emerging Growth Companies Act of 2011, all sections pertaining to IPO On-Ramp. H.R. 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall Street Reform and Consumer Protection Act, all sections. H.R. 2682 - Business Risk Mitigation and Price Stabilization Act of 2011, all sections.
Foreign entity interest: UBS AG has an interest in the regulatory implementation of H.R. 4173, Dodd-Frank Wall Street Reform Act (swap provisions, extra-territoriality application, margin requirements, end-user impact, swap execution facility definitions, capital requirements, and fiduciary standards)
| Lobbyist | Covered position, as disclosed |
|---|---|
| ANANIAS BLOCKER | — |
| LAURA FROEHLICH | — |
| PETER ROWAN | — |
| JOHN SAVERCOOL | — |
Taxation/Internal Revenue Code TAX
H.R. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the implementation of the Foreign Account Tax Compliance Act (FATCA). Proposals to implement a financial transaction tax Efforts to expand the use of employer provided defined contribution retirment plans Efforts to reform the tax code
Foreign entity interest: UBS AG has an interest in HR. 2847 - Hiring Incentives to Restore Employment Act, Title V, all provisions pertaining to the implementation of the Foreign Account Tax Compliance Act (FATCA).
| Lobbyist | Covered position, as disclosed |
|---|---|
| PETER ROWAN | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 100.0% | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.