INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 6197 - CFTC Reauthorization Act of 2019 (Peterson) H.R. 6501 - Systematic Risk Mitigation Act (Garcia) H.R. 6800 - The Heroes Act (Lowey) H.R. 7000 - Holding Foreign Companies Accountable Act (Sherman) H.R. 7440 - Hong Kong Autonomy Act (Sherman) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 945 - Holding Foreign Companies Accountable Act (Kennedy) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) S. 3798 - Hong Kong Autonomy Act (Toomey) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Diverse Investment Advisers Act Electronic Delivery of Mutual Fund Disclosure Documents Environmental, Social, and Governance Investing Exchange-Traded Funds Federal Reserve facilities established in response to COVID-19 Money Market Mutual Funds Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
| Lobbyist | Covered position, as disclosed |
|---|---|
| KERRY COLE | — |
| PETER J GUNAS | — |
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Taxation/Internal Revenue Code TAX
H.R. 6257 - Public Service Retirement Fairness Act (Panetta) H.R. 6800 - The Heroes Act (Lowey) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Annuities in DC Plans/Annuitization Automatic Retirement Plan Act (Neal) Business Development Companies Capital Gains Taxation Catch-Up Contributions for Retirement Accounts Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) Retirement Plan Simplification and Enhancement Act (Neal) Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Retirement RET
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking ESG Investments in Retirement Plans
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
FY 2021 Financial Services and General Government Appropriations Act FY 2021 Labor, HHS, Education, and Related Agencies Appropriations Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| KERRY COLE | — |
| PETER J GUNAS | — |
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.