4th Quarter - Report

NASDAQ, INC. for NASDAQ INC

Firm
Client
Income
—
Expenses
$339,637
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Incentives for the trading of small cap stocks/ETFs Repatriation tax holiday to spur job growth/tax reform The Jobs Act Highly skilled workers -- immigration reform Taxation of securities transactions Security market structure and price transparency SEC policies during turbulent market conditions Proprietary ownership and distributions of market data Corporate governance issues, including Sarbanes-Oxley CyberSecurity and system infrastructure The operation of technology, computer trading, including the IPO opening cross Education and promotion of various technology applications Trading rules for options exchanges

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; Commodity Futures Trading Commission (CFTC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.