VANGUARD GROUP for VANGUARD GROUP
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Issues related to ETF regulation Issues related to municipal bonds and the structure of the municipal securities market Issues related to equity market structure matters Issues related to fund disclosure and investor experience Issues related to corporate governance, including ESG and proxy process, including the INDEX Act Issues related to fixed income funds Issues related to index funds Issues related to access to investment opportunities Issues in support of providing for electronic delivery of fund information, including the Improving Disclosure for Investors Act (H.R. 2441) Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to products and markets
| Lobbyist | Covered position, as disclosed |
|---|---|
| BEN BARASKY | — |
| CAROLYN NOBLE DOWNS | — |
| MARLISS MCMANUS | — |
Retirement RET
Issues related to employee benefit plan administration, and investments in IRAs, including default investments Issues related to allowing collective investment trusts in 403(b) plans, including the Retirement Fairness for Charities and Educational Institutions Act (H.R. 1013, S. 424) Issues related to access to investment opportunities Issues related to considerations for plan fiduciaries Issues related to automatic portability
| Lobbyist | Covered position, as disclosed |
|---|---|
| BEN BARASKY | — |
| CAROLYN NOBLE DOWNS | — |
| MARLISS MCMANUS | — |
Taxation/Internal Revenue Code TAX
General tax issues related to mutual funds and ETFs, including the GROWTH Act (H.R. 2089) Issues related to municipal bonds and the structure of the municipal securities market Issues related to retirement savings tax incentives
| Lobbyist | Covered position, as disclosed |
|---|---|
| BEN BARASKY | — |
| CAROLYN NOBLE DOWNS | — |
| MARLISS MCMANUS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.