PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 1st Quarter - Report (this page) | Apr 21, 2014 | $60,000 | Replaced |
| 1st Quarter - Report | Jul 18, 2014 | $60,000 | Yes |
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Transparency and conflict of interest in the proxy advisory industry; SEC Conflict mineral rules; incentives for the trading of small cap stocks; JOBS Act; tax treatment of options contracts; security market structure and price transparency; SEC policies during turbulent market conditions; proprietary ownership and distribution of market data; corporate governance issues including SOX, cybersecurity and system infrastructure; the operation of technology, computer trading; trading rules for options exchanges
| Lobbyist | Covered position, as disclosed |
|---|---|
| DWIGHT FETTIG | — |
| ANDREW LOWENTHAL | — |
| JASON PITCOCK | — |
| LENDELL PORTERFIELD | — |
| DAWN SEARS | — |
| JILLIEN WILLIAMS | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.