3rd Quarter - Report

BAKER & HOSTETLER LLP for NASDAQ, INC.

Firm
Client
Income
$90,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Policy issues designed to revitalize the market for small public companies, promote initial public offerings and market transparency, and reduce conflicts of interest in the proxy advisory industry.

LobbyistCovered position, as disclosed
KEVIN EDGAR —
ADAM HIGGINS —
CHRIS JONES —
PETER ROSKAM —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.