AMERIPRISE FINANCIAL, INC. for AMERIPRISE FINANCIAL, INC.

Banking BAN

Not Yet Introduced: To make reforms to the Federal Bank Secrecy Act and anti-money laundering laws

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Financial Institutions/Investments/Securities FIN

H.R. 266 - the Paycheck Protection Program and Health Care Enhancement Act; entire bill H.R. 1018 - Improving Corporate Governance Through Diversity Act of 2019; entire bill H.R. 1595 - Secure and Fair Enforcement Banking Act of 2019 or the SAFE Banking Act of 2019; provisions relating to provision of services to legitimate state-approved businesses H.R. 1876 - Senior Security Act of 2019; entire bill H.R. 2513 - Corporate Transparency Act of 2019; entire bill H.R. 6364 - Securing and Enabling Commerce Using Remote and Electronic (SECURE) Notarization Act of 2020; entire bill H.R. 6371 - To amend the Securities Exchange Act of 1934 to require issuers to disclose risks related to global pandemics, and for other purposes; entire bill H.R. 6994 - Registration for Index-Linked Annuities Act; entire bill S. 603 - Financial Stability Oversight Council Improvement Act of 2019; entire bill S. 945 - Holding Foreign Companies Accountable Act; entire bill S. 3456 - Consumer Data Privacy and Security Act of 2020; entire bill S. 3795 - Registration for Index Linked Annuities Act of 2020; entire bill S. 3962 - Asset Growth Restriction Act; entire bill S. 4116 - A bill to extend the authority for commitments for the paycheck protection program and separate amounts authorized for other loans under section 7(a) of the Small Business Act, and for other purposes; entire bill Not Yet Introduced: Bipartisan Privacy bill sponsored by Reps. Cathy McMorris-Rodgers & Rep. Jan Schakowsky Not Yet Introduced: Diverse Investment Advisors Act Not Yet Introduced: Consumer Data Privacy Act sponsored by Senator Roger Wicker; provisions including those relating to data collection, privacy and protection of data, algorithms, definitions, control, enforcement and preemption

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 1018 (116th), H.R. 6364 (116th), S. 4116 (116th), H.R. 6994 (116th), H.R. 1595 (116th), H.R. 266 (116th), H.R. 2513 (116th), H.R. 1876 (116th), S. 3456 (116th), S. 945 (116th), S. 603 (116th), H.R. 6371 (116th), S. 3962 (116th), S. 3795 (116th)

Taxation/Internal Revenue Code TAX

H.R. 1185 - Family and Medical Insurance Leave (FAMILY) Act; entire bill H.R. 1516 - Wall Street Tax Act of 2019; entire bill H.R. 1940 - New Parents Act of 2019; entire bill H.R. 2923 - Inclusive Prosperity Act of 2019; entire bill H.R. 3301 - Taxpayer Certainty and Disaster Tax Relief Act of 2019; provisions relating to paid family leave employer credit H.R. 5726 - Senior Housing IRA Act of 2020; entire bill H.R. 6800 - Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; provisions relating to tax credits, PPP H.R. 6824 - To amend the Internal Revenue Code of 1986 to provide for the carryover of the remaining 2020 balance in health flexible spending arrangements; entire bill S. 463 - Family and Medical Insurance Leave (FAMILY) Act; entire bill S. 647 - Wall Street Tax Act of 2019; entire bill S. 1587 - Inclusive Prosperity Act of 2019; entire bill Not Yet Introduced: Legislation regarding IRC Section 7702 interest rates and ordinary treatment of debt investments

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 6824 (116th), H.R. 3301 (116th), H.R. 1516 (116th), H.R. 1185 (116th), S. 1587 (116th), H.R. 5726 (116th), H.R. 2923 (116th), S. 647 (116th), H.R. 6800 (116th), S. 463 (116th), H.R. 1940 (116th)

Insurance INS

H.R. 2479 - Primary Regulators of Insurance Vote Act (PRIVA Act) of 2019; entire bill H.R. 4592 - International Insurance Standards Act; entire bill H.R. 6644 - Primary Regulators of Insurance Vote Act (PRIVA Act) of 2019 ; entire bill H.R. 6800 - Health and Economic Recovery Omnibus Emergency Solutions Act or the HEROES Act; provisions relating to employee health care plans H.R. 7011 - Pandemic Risk Insurance Act (PRIA); entire bill S. 1298 - Primary Regulators of Insurance Vote Act (PRIVA Act) of 2019; entire bill

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 6644 (116th), H.R. 7011 (116th), H.R. 2479 (116th), S. 1298 (116th), H.R. 6800 (116th), H.R. 4592 (116th)

Retirement RET

H.R. 2005 - Women's Retirement Protection Act of 2019; entire bill H.R. 5676 - Retirement Plan Modernization Act; entire bill H.R. 6562 - the Securing Additional Value for Every Retirement Saver (SAVERS) Act; entire bill H.R. 6958 - To allow provide that the unused balance of a dependent care flexible spending arrangement at the end of plan year 2020 may be rolled over to the following plan year; entire bill H.R. 7008 - The Family Savings Flexibility Act; entire bill H.R. 7016 - Fairness for Early Withdrawers Act; entire bill S. 321 - Retirement Security Act of 2019; entire bill S. 322 - SIMPLE Plan Modernization Act; entire bill S. 1011 - To amend the Internal Revenue Code of 1986 and the Employee Retirement Income Security Act of 1974 to modify the requirements for multiple employer plans, and for other purposes; entire bill S. 1018 - Refunds to Rainy Day Savings Act; entire bill S. 1019 - Strengthening Financial Security Through Short-Term Savings Accounts Act of 2019; entire bill S. 1020 - Retirement Flexibility Act; entire bill S. 1428 - Retirement Parity for Student Loans Act; entire bill S. 1431 - Retirement Security and Savings Act of 2019; entire bill S. 3417 - Information Needed for Financial Options Risk Mitigation (INFORM) Act; entire bill Not Yet Introduced: Proposal for an employer retirement plan requirement sponsored Rep. Richard Neal

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 321 (116th), S. 1011 (116th), H.R. 7016 (116th), S. 1020 (116th), H.R. 5676 (116th), H.R. 6562 (116th), H.R. 2005 (116th), S. 1019 (116th), H.R. 7008 (116th), H.R. 6958 (116th), S. 3417 (116th), S. 1018 (116th), S. 1431 (116th), S. 322 (116th), S. 1428 (116th)