INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Financial Institutions/Investments/Securities FIN

S. 139 Data Breach Notification Act S. 1074 Shareholder Bill of Rights Act of 2009 (proxy access) S. 1389 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 S. 1964 Mutual Fund Transparency Act of 2009 S. 3258 Modernizing and Strengthening Investor Protection Act of 2010 S. 3717 Strike Section 929I of Dodd-Frank Act (FOIA) S. 3742 Data Security and Breach Notification Act of 2010 H.R. 1160 Money Market Fund Parity Act of 2009 H.R. 2221 Data Accountability and Trust Act (notice of breach) H.R. 2733 Fixed Indexed Annuities and Insurance Products Classification Act of 2009 H.R. 2861 Shareholder Empowerment Act of 2009 (proxy access) H.R. 3351 Proxy Voting Transparency Act of 2009 H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 4790 Shareholder Protection Act of 2010 (political activity) Money Market Mutual Fund Regulation

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES

Bills named: S. 1389 (111th), H.R. 2861 (111th), S. 3258 (111th), H.R. 2733 (111th), H.R. 3351 (111th), S. 3717 (111th), S. 3742 (111th), S. 1074 (111th), H.R. 1160 (111th), S. 139 (111th), S. 1964 (111th), H.R. 4173 (111th), H.R. 4790 (111th), H.R. 2221 (111th)

Taxation/Internal Revenue Code TAX

S. 1082 GROWTH Act S. 1297 Retirement Security for Life Act of 2009 (annuities) S. 2927 Wall Street Fair Share Act (securities transaction tax) S. 3793 Job Creation and Tax Cuts Act of 2010 (flow-through) H.R. 2748 Retirement Security Needs Lifetime Pay Act of 2009 (annuities) H.R. 3429 GROWTH Act H.R. 4126 Retirement Fairness Act of 2009 (retirement plan nondiscrimination) H.R. 4191 Let Wall Street Pay for the Restoration of Main Street Act (securities transaction tax) H.R. 4337 Regulated Investment Company Modernization Act of 2009 Financial Crisis Responsibility Fee

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: S. 2927 (111th), H.R. 3429 (111th), H.R. 2748 (111th), H.R. 4191 (111th), H.R. 4126 (111th), S. 3793 (111th), S. 1082 (111th), H.R. 4337 (111th), S. 1297 (111th)

Retirement RET

S. 401 Defined Contribution Fee Disclosure Act of 2009 S. 2832 Lifetime Income Disclosure Act S. 3760 Automatic IRA Act of 2010 Target Date Funds (Kohl) H.R. 2779 Defined Contribution Plan Fee Transparency Act of 2009 (Neal) H.R. 4742 SAVE Act (Automatic IRA) H.R. 2989 401(k) Fair Disclosure and Pension Security Act of 2009 (Miller) H.R. 4146 Sensible Transparency for Retirement Plans Act of 2009 (Kline) H.R. 5297 Small Business Job Creation and Access to Capital Act of 2010 (Roth accounts) H.R. 6099 Automatic IRA Act of 2010

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 6099 (111th), H.R. 5297 (111th), S. 401 (111th), H.R. 4146 (111th), S. 2832 (111th), H.R. 2779 (111th), H.R. 4742 (111th), S. 3760 (111th), H.R. 2989 (111th)