4th Quarter - Report

RICCHETTI INCORPORATED for FINSECA

Firm
Client
Income
$75,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to the standard of care insurance agents must exercise in providing investment advice to clients, and restrictions on commission based compenasation arrangements.

LobbyistCovered position, as disclosed
JEFF RICCHETTI —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Taxation/Internal Revenue Code TAX

Issues related to estate tax reform or repeal; Issues related to the tax treatment of life insurance policies and taxation of life insurance carriers; Issues related to broad reform of the tax code; Issues related to restriction on corporate-owned life insurance, investor-owned life insurance, and non-qualified deferred compensation; Issues related to the rules that govern grantor trusts.

LobbyistCovered position, as disclosed
JEFF RICCHETTI —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Insurance INS

Issues related ot standards of care for investment advisers and broker-dealers.

LobbyistCovered position, as disclosed
JEFF RICCHETTI —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.