1st Quarter - Report

THE CHARLES SCHWAB CORPORATION for CHARLES SCHWAB CORPORATION

Firm
Client
Income
—
Expenses
$540,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislative proposals related to electronic delivery, including H.R. 2441, the Improving Disclosure for Investors Act. SEC proposals on Equity Market Structure Reform, including Regulation Best Execution (File No. S7-32-22) and Order Competition Rule (File No. S7-31-22). Issues related to financial institutions and the custody of digital assets. Issues related to combating fraud in microcap stocks.

LobbyistCovered position, as disclosed
SCOTT ECKEL —
PETER S. ROBERSON —
MICHAEL TOWNSEND —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 2441 (119th)

Banking BAN

Federal Reserve Proposed Rule on Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions (RIN 7100-AG66).

LobbyistCovered position, as disclosed
SCOTT ECKEL —

Contacted: HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.