ERIS GROUP for FINANCIAL SERVICES INSTITUTE
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Banking BAN
Implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to broker-dealers and financial advisors. Securities Investment Protection Corporation modernization. H.R. 2374, Retail Investor Protection Act, provisions relating to fiduciary standards for broker-dealers and investment advisors.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DOYLE BARTLETT | — |
| CHRIS BATES | — |
| GREG MESACK | — |
Taxation/Internal Revenue Code TAX
Tax reform generally. Status of independent contractors under the tax code.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DOYLE BARTLETT | — |
| CHRIS BATES | — |
| GREG MESACK | — |
Labor Issues/Antitrust/Workplace LBR
Department of Labor's proposed definition of fiduciary for purposes of ERISA. H.R. 2374, Retail Investor Protection Act, provisions relating to adoption of fiduciary standards under ERISA by the Department of Labor.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DOYLE BARTLETT | — |
| CHRIS BATES | — |
| GREG MESACK | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.